Rod K. Whiton
Professional summary
Rod Kirstan Whiton was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Rod is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Rod had worked at 5 firms, which includes AARON CAPITAL INCORPORATED, GILFORD SECURITIES INCORPORATED, MASON HILL & CO. INC., THE BOSTON GROUP, BLUESTONE CAPITAL CORP..
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 1999 - December 1, 1999
AARON CAPITAL INCORPORATED
August 31, 1998 - February 9, 1999
GILFORD SECURITIES INCORPORATED
May 4, 1998 - September 2, 1998
MASON HILL & CO., INC.
July 18, 1997 - April 9, 1998
THE BOSTON GROUP
May 1, 1996 - July 29, 1997
BLUESTONE CAPITAL CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AARON CAPITAL INCORPORATED
CRD#: 28583 / SEC#: , 8-44000
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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