Francesco A. Scarso
Professional summary
Francesco Anthony Scarso was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Francesco is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Francesco had worked at 12 firms, which includes FIRST STANDARD FINANCIAL COMPANY LLC, PHX FINANCIAL INC., ALEXANDER CAPITAL L.P., CLARK DODGE & CO. INC., JOHN THOMAS FINANCIAL, WINDSOR STREET CAPITAL LP, GREAT EASTERN SECURITIES INC., SALOMON GREY FINANCIAL CORPORATION, LCP CAPITAL CORP., REPUBLIC EQUITIES OF AMERICA LTD, SHAMROCK PARTNERS LTD, J.W. BARCLAY & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2015 - May 13, 2016
FIRST STANDARD FINANCIAL COMPANY LLC
October 17, 2014 - December 15, 2015
PHX FINANCIAL, INC.
November 20, 2013 - October 20, 2014
ALEXANDER CAPITAL, L.P.
June 24, 2013 - December 18, 2013
CLARK DODGE & CO., INC.
January 20, 2009 - June 18, 2013
JOHN THOMAS FINANCIAL
January 3, 2007 - February 5, 2009
WINDSOR STREET CAPITAL, LP
August 26, 2005 - January 9, 2007
GREAT EASTERN SECURITIES, INC.
March 8, 2002 - September 27, 2005
SALOMON GREY FINANCIAL CORPORATION
August 16, 1999 - October 11, 2000
LCP CAPITAL CORP.
May 14, 1999 - August 18, 1999
REPUBLIC EQUITIES OF AMERICA LTD
November 25, 1998 - April 26, 1999
LCP CAPITAL CORP.
June 17, 1998 - December 31, 1998
SHAMROCK PARTNERS, LTD
May 1, 1996 - February 9, 1998
J.W. BARCLAY & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST STANDARD FINANCIAL COMPANY LLC
CRD#: 168340 / SEC#: , 8-69300
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 1 |
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