Robert J. Friedman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Jeffrey Friedman was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1995. Robert had worked at 12 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2007 - December 31, 2012
HIGHBRIDGE FINANCIAL ADVISORS, LLC
October 24, 2005 - October 1, 2007
CETERA INVESTMENT ADVISERS LLC
October 24, 2005 - October 1, 2007
CETERA FINANCIAL SPECIALISTS LLC
January 2, 2004 - October 24, 2005
C.J.M. ASSET MANAGEMENT, LLC
January 2, 2004 - October 24, 2005
C. J. M. PLANNING CORP.
June 17, 2002 - December 19, 2003
VERAVEST INVESTMENT ADVISORS, INC.
October 2, 2001 - December 19, 2003
VERAVEST INVESTMENTS, INC.
August 28, 1998 - August 29, 2001
1ST GLOBAL CAPITAL CORP.
June 1, 1998 - July 23, 1998
OSAIC FA, INC.
December 8, 1997 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
November 24, 1995 - December 8, 1997
ROBERT W. BAIRD & CO. INCORPORATED
November 24, 1995 - December 8, 1997
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HIGHBRIDGE FINANCIAL ADVISORS, LLC
CRD#: 144670 / SEC#:
Contact information
Red Flags
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