Keith W. Saleme
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Wayne Saleme was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 1995. Keith had worked at 7 firms and has passed the Series 63, SIE, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2014 - June 30, 2017
FORESTERS EQUITY SERVICES, INC.
March 1, 2011 - December 19, 2013
GROVE POINT INVESTMENTS, LLC
June 22, 2006 - December 31, 2010
CETERA WEALTH SERVICES, LLC
May 8, 2006 - December 31, 2010
CETERA WEALTH SERVICES, LLC
November 3, 2003 - May 12, 2006
INVEST FINANCIAL CORPORATION
March 31, 2003 - November 4, 2003
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
April 15, 1999 - March 31, 2003
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
December 1, 1995 - April 15, 1999
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 1/12/1998
Corporate Securities Limited Representative ExaminationCurrent Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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