Jeffery P. Stratemeyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery Phillip Stratemeyer, who also goes by Jeff Phillip Stratemeyer, was a registered financial professional .
Jeffery is a previously registered financial professional and started their career in finance in 1996. Jeffery had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2010 - December 31, 2013
RESOURCE HORIZONS GROUP LLC
January 3, 2006 - March 15, 2010
SIGMA FINANCIAL CORPORATION
January 18, 2000 - December 31, 2005
COMMONWEALTH FINANCIAL NETWORK
December 20, 1996 - January 21, 2000
WADDELL & REED
May 22, 1996 - December 4, 1996
IDS LIFE INSURANCE COMPANY
May 22, 1996 - December 4, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RESOURCE HORIZONS GROUP LLC
CRD#: 104368 / SEC#: , 8-52830
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
