James W. Schroeder
Professional summary
James Warren Schroeder is a registered financial advisor currently at COVERED EDGE ASSET MANAGEMENT, LLC located in Roseville, California.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. James has worked at 6 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Warren Schroeder's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 7, 2011 - Present
COVERED EDGE ASSET MANAGEMENT, LLC
April 24, 2006 - July 5, 2006
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
October 11, 2005 - July 5, 2006
TD AMERITRADE, INC.
August 9, 2005 - July 5, 2006
TD AMERITRADE, INC.
March 4, 2004 - December 6, 2004
CHARLES SCHWAB & CO., INC.
April 2, 1998 - February 27, 2004
E*TRADE SECURITIES LLC
January 1, 1996 - March 11, 1997
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/7/2011)
Exams
Current Firm
COVERED EDGE ASSET MANAGEMENT, LLC
CRD#: 158525 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 68 |
| AUM (Assets Under Management) | $ 16,794,000 |
Red Flags
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