Thomas M. Jardine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Michael Jardine, who also goes by Thomas M Jardine, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1995. Thomas had worked at 6 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2019 - August 24, 2021
TRADE INFORMATICS LLC
September 21, 2009 - August 7, 2018
J.P. MORGAN SECURITIES LLC
March 21, 2005 - September 4, 2008
J.P. MORGAN SECURITIES LLC
June 17, 2003 - December 14, 2004
COMMERZ MARKETS LLC
May 18, 2001 - April 2, 2003
DEUTSCHE BANK SECURITIES INC.
June 7, 2000 - May 4, 2001
LEHMAN BROTHERS INC.
November 21, 1995 - May 19, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 7TO
Date: 6/30/2022
General Securities Representative ExaminationSeries 55
Date: 9/10/1999
Limited Representative-Equity Trader ExamCurrent Firm
TRADE INFORMATICS LLC
CRD#: 143867 / SEC#: , 8-67613
Contact information
Documents
Red Flags
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