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TJ

Thomas Michael Jardine

CRD# 2679382·Registered 1995 - 2021
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Michael Jardine, who also goes by Thomas M Jardine, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1995 - 2021. Thomas had worked at 6 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thomas M Jardine

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

TRADE INFORMATICS LLC·CRD# 143867
BD
New York, NY
March 5, 2019 - August 24, 2021
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
September 21, 2009 - August 7, 2018
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
March 21, 2005 - September 4, 2008
COMMERZ MARKETS LLC·CRD# 41957
BD
New York, NY
June 17, 2003 - December 14, 2004
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
May 18, 2001 - April 2, 2003
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
June 7, 2000 - May 4, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
November 21, 1995 - May 19, 2000

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Current Firm

TI
TRADE INFORMATICS LLC

S.J. LEVINSON & SONS LLC | TRADE INFORMATICS LLC

CRD#: 143867 / SEC#: 8-67613
BD
Terminated by SEC on 10/23/2021

Contact Information

Established

New York since 11/21/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
TRADE INFORMATICS, INC. (FORMERLY PLIA SYSTEMS, INC.)SOLE MEMBER—
CELEBUSKI, MATTHEW JOHNCHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER1869106
MOORE, ERIC DOUGLASCFO/FINOP/COO2199329

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2012About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 7TO — General Securities Representative Examination

Passed Jun 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 1999

Series 3 — National Commodity Futures Examination

Passed Apr 1996About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Nov 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2004About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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