Alfred S. Bryant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfred Slatten Bryant, who also goes by Alfred S Bryant Jr, Alfred Slatten Bryant Jr, was a registered financial professional .
Alfred is a previously registered financial professional and started their career in finance in 1996. Alfred had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2024 - September 3, 2026
CORIENT
August 2, 2005 - July 24, 2017
CREDIT SUISSE SECURITIES (USA) LLC
November 2, 2001 - July 15, 2005
SEGALL BRYANT & HAMILL
March 14, 2001 - July 14, 2005
COLLIERS SECURITIES LLC
September 30, 1997 - January 28, 2000
COLLIERS SECURITIES LLC
May 2, 1997 - September 30, 1997
DOUGHERTY DAWKINS LLC
January 23, 1996 - May 14, 1997
VOYAGEUR INVESTMENTS, INC.
Primary Firm SEC Registration
CORIENT
CRD#: 319448 / SEC#: 801-124978
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORIENT
CRD#: 319448 / SEC#: 801-124978
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 109,685 |
| AUM (Assets Under Management) | $ 143,628,532,902 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/28/2024 | ||
| 10/27/2023 | ||
| 05/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
