Scott M. Selzer
Professional summary
Scott Michael Selzer is a registered financial advisor currently at U.S. CAPITAL WEALTH ADVISORS, LLC located in Austin, Texas and USCA SECURITIES LLC located in Houston, Texas.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Scott has worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott Michael Selzer's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2021 - Present
U.S. CAPITAL WEALTH ADVISORS, LLC
Office #1: 300 West 6th Street Suite 1900, Austin, TX 78701October 8, 2010 - Present
USCA SECURITIES LLC
Office #1: 4444 Westheimer Suite G500, Houston, TX 77027October 8, 2010 - June 30, 2021
USCA RIA LLC
April 18, 2008 - October 15, 2010
UBS FINANCIAL SERVICES INC.
April 18, 2008 - October 15, 2010
UBS FINANCIAL SERVICES INC.
August 8, 2000 - April 23, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 28, 2000 - April 23, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 17, 1996 - April 20, 2000
INVESCO DISTRIBUTORS, INC.
Primary Firm SEC Registration
U.S. CAPITAL WEALTH ADVISORS, LLC
CRD#: 288199 / SEC#: 801-110515
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/4/2014)
(5/8/2018)
(6/6/2018)
(4/2/2012)
(4/5/2012)
(10/22/2010)
(4/5/2012)
(1/9/2014)
(1/28/2013)
(3/5/2020)
(10/25/2012)
(4/5/2012)
(10/21/2022)
(3/2/2017)
(4/5/2012)
(12/23/2019)
(7/7/2022)
(2/1/2018)
(4/5/2012)
(4/11/2012)
(8/5/2022)
(6/6/2018)
(6/6/2018)
(7/4/2023)
(6/7/2018)
(7/13/2012)
(10/8/2010)
(6/30/2021)
(4/18/2011)
(2/16/2022)
(5/25/2021)
Exams
FINRA
Current Firm
U.S. CAPITAL WEALTH ADVISORS, LLC
CRD#: 288199 / SEC#: 801-110515
Contact information
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,833 |
| AUM (Assets Under Management) | $ 7,282,480,817 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/21/2025 | ||
| 01/23/2024 | ||
| 03/24/2023 |
Red Flags
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