Aimee D. Oxley
Professional summary
Aimee Drott Oxley, who also goes by Aimee Catherine Drott, is a registered financial professional currently at COHEN & COMPANY SECURITIES, LLC located in Memphis, Tennessee.
Aimee is registered as a RR (Registered Representative) and started their career in finance in 1996. Aimee has worked at 5 firms and has passed the Series 63, Series 52TO, Series 7TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aimee Drott Oxley's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 28, 2025 - Present
COHEN & COMPANY SECURITIES, LLC
Office #1: 6075 Poplar Avenue Suite 730, Memphis, TN 38119November 9, 2020 - April 29, 2025
CANTOR FITZGERALD & CO.
November 16, 2019 - November 6, 2020
FIDELITY BROKERAGE SERVICES LLC
July 6, 1999 - July 18, 2003
VINING-SPARKS IBG, LLC
November 21, 1996 - July 1, 1999
NBC CAPITAL MARKETS GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/28/2025)
(4/28/2025)
(4/28/2025)
Exams
Series 52TO
Date: 2/22/2021
Municipal Securities Representative ExaminationSeries 7TO
Date: 11/16/2019
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758 / SEC#: , 8-68186
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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Company Information
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758Memphis, TN 38119TRUST BUT VERIFY
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