Ricardo A. Lucas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ricardo Andres Lucas, who also goes by Andres Lucas, R. Andres Lucas, was a registered financial professional .
Ricardo is a previously registered financial professional and started their career in finance in 1996. Ricardo had worked at 8 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2018 - May 7, 2019
VELOCITY CAPITAL, LLC
June 9, 2014 - November 1, 2018
GREAT POINT CAPITAL LLC
September 29, 2010 - June 18, 2014
CASSANDRA TRADING GROUP, LLC
August 8, 2007 - November 11, 2009
ESSEX RADEZ LLC
September 19, 2003 - December 16, 2003
SCHONFELD SECURITIES, LLC
September 25, 2002 - September 15, 2003
CASSANDRA TRADING GROUP, LLC
July 10, 2001 - April 3, 2002
DASH PRIME LLC
December 24, 1996 - April 27, 2001
ELECTRONIC TRADING GROUP, LLC
December 3, 1996 - April 2, 1997
JOHN DAWSON & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/12/2014
Limited Representative-Equity Trader ExamCurrent Firm
VELOCITY CAPITAL, LLC
CRD#: 171810 / SEC#: , 8-69479
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VCP HOLDINGS, LLC | SOLE MEMBER AND OWNER | |
| AMATO, MATTEO ALBERTO | CHIEF FINANCIAL OFFICER & FINOP | 5877196 |
| BRACERO, FRANK WILLIAM | CONTROLLER | 2178318 |
| FREYER, CHRISTIAN | ROP | 6337912 |
| LOGAN, MICHAEL JAMES | CHIEF ADMINISTRATIVE OFFICER | 5763098 |
| MERCHANT, MUNAF | PRESIDENT | 1937789 |
| SMITH, JEFFREY SCOTT | CHIEF COMPLIANCE OFFICER | 2492551 |
| WIEDMAN, GARY DAVID | CHIEF OPERATING OFFICER | 1947935 |
| YAN, ROY | CHIEF EXECUTIVE OFFICER | 2352916 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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