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Luis J. Alayo Riera

THE ATLAS FINANCIAL GROUP
MIAMI, FL 33137
Some features on this profile are disabled
CRD#: 2678703
LA

Professional summary

Luis Jacob Alayo Riera, who also goes by Luis Jacob Alayo, Luis J Alayoriera, Luis Jacob Alayoriera, Luis J. Alayo, Luis Alayo, Luis Jacob Alayo Riera, Luis Alayo Riera, Luis J Talayoriera, is a registered financial advisor currently at THE ATLAS FINANCIAL GROUP located in Miami, Florida.

Luis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Luis has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Luis Jacob Alayo | Luis J Alayoriera | Luis Jacob Alayoriera | Luis J. Alayo | Luis Alayo | Luis Jacob Alayo Riera | Luis Alayo Riera | Luis J Talayoriera

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luis Jacob Alayo Riera's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 15, 2020 - Present

THE ATLAS FINANCIAL GROUP

Office #1: 3050 Biscayne Boulevard Suite 501, Miami, FL 33137
RIA
CRD#: 306849
MIAMI, FL
Past

September 17, 2019 - July 10, 2020

UCAP AMERICAS

RIA
CRD#: 170846
Miami, FL
Past

September 9, 2019 - July 10, 2020

UCAP AMERICAS

BD
CRD#: 173643
Miami, FL
Past

June 2, 2017 - September 4, 2019

SB ADVISORY, LLC

RIA
CRD#: 154680
Miami Beech, FL
Past

April 26, 2017 - September 4, 2019

IFS SECURITIES

BD
CRD#: 40375
Miami, FL
Past

February 9, 2017 - April 20, 2017

IFS SECURITIES

BD
CRD#: 40375
Miami Beach, FL
Past

December 5, 2011 - December 27, 2016

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
MIAMI BEACH, FL
Past

November 30, 2011 - January 20, 2017

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
MIAMI BEACH, FL
Past

June 1, 2009 - December 14, 2011

MORGAN STANLEY

RIA
CRD#: 149777
MIAMI, FL
Past

June 1, 2009 - December 14, 2011

MORGAN STANLEY

BD
CRD#: 149777
MIAMI, FL
Past

January 19, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
MIAMI, FL
Past

June 6, 2001 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
MIAMI, FL
Past

May 6, 1998 - June 5, 2001

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

February 11, 1998 - April 2, 1998

DETWILER FENTON & CO.

BD
CRD#: 1794
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THE ATLAS FINANCIAL GROUP
FLOW FOCUS LLC | THE ATLAS FINANCIAL GROUP

CRD#: 306849 / SEC#: 801-128415

RIA
Registered Investment Advisory firm - (7/27/2023 Approved)
Florida
Registered Investment Advisory firm - (4/16/2020 Approved)
Puerto Rico
Registered Investment Advisory firm - (10/25/2024 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(7/15/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/17/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/2/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 12/1/2008
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 12/17/1997
General Securities Representative Examination

Current Firm

TA
THE ATLAS FINANCIAL GROUP
FLOW FOCUS LLC | THE ATLAS FINANCIAL GROUP

CRD#: 306849 / SEC#: 801-128415

RIA
Registered Investment Advisory firm - (7/27/2023 Approved)
Florida
Registered Investment Advisory firm - (4/16/2020 Approved)
Puerto Rico
Registered Investment Advisory firm - (10/25/2024 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
3050 Biscayne Boulevard Suite 501, Miami, FL 33137
Mailing Address
Phone number
(786) 233-6233
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

THE ATLAS FINANCIAL GROUP ADV PART 2A & 2B (3/25/2025)

Regulatory assets under management

Total Number of Accounts60
AUM (Assets Under Management)$ 163,156,765

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE ATLAS FINANCIAL GROUP

CRD#: 306849Miami, FL 33137

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