Luis J. Alayo Riera

THE ATLAS FINANCIAL GROUP

MIAMI, FL 33137

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CRD#: 2678703

Professional summary

Luis Jacob Alayo Riera, who also goes by Luis Jacob Alayo, Luis J Alayoriera, Luis Jacob Alayoriera, Luis J. Alayo, Luis Alayo, Luis Jacob Alayo Riera, Luis Alayo Riera, Luis J Talayoriera, is a registered financial advisor currently at THE ATLAS FINANCIAL GROUP located in Miami, Florida.

Luis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Luis has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of the other business: AC Capital Group, LLC Whether the business is investment-related: Non-investment related The address of the other business: 3050 Biscayne blvd suite 501 miami fl 33137 The nature of the other business: run the business expenses for my 1099 tax status your position, title, or relationship with the other business: Owner The start date of your relationship: sept 7,2018 The approximate number of hours/month you devote to the other business: 3 The number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business, just business FINISTERRE CAPITAL MANAGEMENT, LLC. SINCE 09/15/2021. INVESTMENT RELATED. 3050 BISCAYNE BLVD.SUITE 501, MIAMI, FL 33137. GENERAL PARTNER OF A PRIVATE FUND. SOLE MANAGER/MEMBER. 2 HRS PER MONTH. Finisterre Hedge Fund, L.P. INVESTMENT RELATED. SINCE 09/15/2021. INVESTMENT RELATED. 3050 BISCAYNE BLVD.SUITE 501, MIAMI, FL 33137. PRIVATE FUND. SOLE MANAGER/MEMBER. 2 HRS PER MONTH. Atlas Financial Group. Investment related. Principal. Since 07/15/2020. 3050 BISCAYNE BLVD.SUITE 501, MIAMI, FL 33137. 120 hrs per month. Janton LLC. Non-Investmet Related. Registered Agent. Since 06/07/2021. 3050 BISCAYNE BLVD.SUITE 501, MIAMI, FL 33137. 1 hrs per month. Skate Four LLC. Non-Investmet Related. Registered Agent. Since 03/08/2022. 3050 BISCAYNE BLVD.SUITE 501, MIAMI, FL 33137. 1 hrs per month. CAL Group, LLC. Non- Investment Related. Sole Member and Manager. Since 11/21/2023. 3050 BISCAYNE BLVD.SUITE 501, MIAMI, FL 33137. 1 hrs per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luis Jacob Alayo Riera's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2020 - Present

THE ATLAS FINANCIAL GROUP

Office #1: 3050 Biscayne Boulevard Suite 501, Miami, FL 33137

RIA

CRD#: 306849

MIAMI, FL

Past

September 17, 2019 - July 10, 2020

UCAP AMERICAS

RIA

CRD#: 170846

Miami, FL

Past

September 9, 2019 - July 10, 2020

UCAP AMERICAS

CRD#: 173643

Miami, FL

Past

June 2, 2017 - September 4, 2019

SB ADVISORY, LLC

RIA

CRD#: 154680

Miami Beech, FL

Past

April 26, 2017 - September 4, 2019

IFS SECURITIES

CRD#: 40375

Miami, FL

Past

February 9, 2017 - April 20, 2017

IFS SECURITIES

CRD#: 40375

Miami Beach, FL

Past

December 5, 2011 - December 27, 2016

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

MIAMI BEACH, FL

Past

November 30, 2011 - January 20, 2017

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

MIAMI BEACH, FL

Past

June 1, 2009 - December 14, 2011

MORGAN STANLEY

RIA

CRD#: 149777

MIAMI, FL

Past

June 1, 2009 - December 14, 2011

MORGAN STANLEY

CRD#: 149777

MIAMI, FL

Past

January 19, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

MIAMI, FL

Past

June 6, 2001 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MIAMI, FL

Past

May 6, 1998 - June 5, 2001

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

February 11, 1998 - April 2, 1998

DETWILER FENTON & CO.

CRD#: 1794

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE ATLAS FINANCIAL GROUP

FLOW FOCUS LLC | THE ATLAS FINANCIAL GROUP

CRD#: 306849 / SEC#: 801-128415

RIA

Registered Investment Advisory firm - (7/27/2023 Approved)

Florida

Registered Investment Advisory firm - (4/16/2020 Approved)

Puerto Rico

Registered Investment Advisory firm - (10/25/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/15/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/17/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/2/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/1/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/17/1997

General Securities Representative Examination

Current Firm

THE ATLAS FINANCIAL GROUP

FLOW FOCUS LLC | THE ATLAS FINANCIAL GROUP

CRD#: 306849 / SEC#: 801-128415

RIA

Registered Investment Advisory firm - (7/27/2023 Approved)

Florida

Registered Investment Advisory firm - (4/16/2020 Approved)

Puerto Rico

Registered Investment Advisory firm - (10/25/2024 Terminated)

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Contact information

Main Address

3050 Biscayne Boulevard Suite 501, Miami, FL 33137

Mailing Address

Phone number

(786) 233-6233

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE ATLAS FINANCIAL GROUP ADV PART 2A & 2B (3/25/2025)

Regulatory assets under management

Total Number of Accounts	60
AUM (Assets Under Management)	$ 163,156,765

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Luis J. Alayo Riera

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luis Jacob Alayo Riera's CRS (Customer Relationship Summary).

Certified licenses

Experience

UCAP AMERICAS

UCAP AMERICAS

SB ADVISORY, LLC

IFS SECURITIES

IFS SECURITIES

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

RAYMOND JAMES & ASSOCIATES, INC.

DETWILER FENTON & CO.

Primary Firm SEC Registration

THE ATLAS FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 1/17/2006

Series 63

Date: 2/2/1998

SIE

Date: 10/1/2018

Series 31

Date: 12/1/2008

Series 7

Date: 12/17/1997

Current Firm

THE ATLAS FINANCIAL GROUP

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE ATLAS FINANCIAL GROUP

TRUST BUT VERIFY

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