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MK

Marvin Eugene Kennedy

CRD# 267839·Registered 1971 - 1991
Previously Registered: Being a previously registered professional could mean that Marvin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Marvin Eugene Kennedy, who also goes by Gene Kennedy, M Gene Kennedy, was a registered financial advisor. Marvin was a previously registered financial professional and started their career in finance 1971 - 1991. Marvin had worked at 10 firms and has passed the Series 1 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gene Kennedy, M Gene Kennedy

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

55 years in the financial services industry

Current & Past Employments

FIDELITY EQUITY SERVICES CORPORATION·CRD# 17455
BD
March 23, 1990 - June 17, 1991
LEHMAN BROTHERS INC.·CRD# 7506
BD
May 14, 1988 - February 25, 1991
GREAT WESTERN FINANCIAL SECURITIES CORPORATION·CRD# 14229
BD
September 8, 1987 - December 21, 1989
O. R. SECURITIES, INC.·CRD# 10216
BD
October 8, 1985 - January 19, 1987
WZW FINANCIAL SERVICES, INC.·CRD# 5717
BD
May 2, 1984 - October 8, 1985
WZW FINANCIAL SERVICES, INC.·CRD# 5717
BD
August 19, 1983 - April 10, 1984
SUTRO & CO. INCORPORATED·CRD# 801
BD
August 13, 1982 - September 1, 1983
E. F. HUTTON & COMPANY INC·CRD# 235
BD
February 5, 1979 - May 14, 1988
BIRR, WILSON & CO., INC.·CRD# 93
BD
July 10, 1973 - March 1, 1979
GRIFFIN SECURITIES CORPORATION·CRD# 2077
BD
May 15, 1972 - July 27, 1973
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA·CRD# 680
BD
January 11, 1971 - June 8, 1972

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Current Firm

FE
FIDELITY EQUITY SERVICES CORPORATION

FIDELITY EQUITY SERVICES CORPORATION | FIDELITY EQUITY SERVICES CORPORATION (FESCO)

CRD#: 17455 / SEC#: 8-34991
BD
Terminated by SEC on 08/25/1995

Contact Information

Established

Texas since 08/30/1983

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed Dec 1970

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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