Marvin E. Kennedy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marvin Eugene Kennedy, who also goes by Gene Kennedy, M Gene Kennedy, was a registered financial professional .
Marvin is a previously registered financial professional and started their career in finance in 1971. Marvin had worked at 10 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 1990 - June 17, 1991
FIDELITY EQUITY SERVICES CORPORATION
May 14, 1988 - February 25, 1991
LEHMAN BROTHERS INC.
September 8, 1987 - December 21, 1989
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
October 8, 1985 - January 19, 1987
O. R. SECURITIES, INC.
May 2, 1984 - October 8, 1985
WZW FINANCIAL SERVICES, INC.
August 19, 1983 - April 10, 1984
WZW FINANCIAL SERVICES, INC.
August 13, 1982 - September 1, 1983
SUTRO & CO. INCORPORATED
February 5, 1979 - May 14, 1988
E. F. HUTTON & COMPANY INC
July 10, 1973 - March 1, 1979
BIRR, WILSON & CO., INC.
May 15, 1972 - July 27, 1973
GRIFFIN SECURITIES CORPORATION
January 11, 1971 - June 8, 1972
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/31/1970
Registered Representative ExaminationCurrent Firm
FIDELITY EQUITY SERVICES CORPORATION
CRD#: 17455 / SEC#: , 8-34991
Contact information
Documents
Red Flags
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