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DD

Damian S. Delgado

Some features on this profile are disabled
CRD#: 2678371
DD

Professional summary

Damian Seth Delgado was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Damian is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Damian had worked at 3 firms, which includes THE HAMILTON-SHEA GROUP INC., MORGAN TAYLOR & ASSOCIATES INC., SCHNEIDER SECURITIES INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

Damian Adwar | Ian Adwar | Damian Seth Delgardo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 12, 1998 - July 16, 1998

THE HAMILTON-SHEA GROUP, INC.

BD
CRD#: 37526
POMPANO BEACH, FL
Past

February 18, 1998 - May 13, 1998

MORGAN, TAYLOR & ASSOCIATES, INC.

BD
CRD#: 37447
MINEOLA, NY
Past

February 4, 1998 - February 23, 1998

SCHNEIDER SECURITIES, INC.

BD
CRD#: 16434
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/2/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 62
Date: 2/3/1998
Corporate Securities Limited Representative Examination

Current Firm

TH
THE HAMILTON-SHEA GROUP, INC.
DIVERSIFIED CAPITAL MARKETS | THE HAMILTON-SHEA GROUP, INC. | QUANTUM CAPITAL CORPORATION DBA DIVERSIFIED CAPITAL MARKETS | QUANTUM CAPITAL CORPORATION | DIVERSIFIED CAPITAL MARKETS, INC.

CRD#: 37526 / SEC#: , 8-47829

BD
Cancelled by SEC on 09/22/1998
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
Ohio since 10/31/1994
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE HAMILTON-SHEA GROUP, INC.

CRD#: 37526

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