Douglas W. Grey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Wharton Grey, who also goes by Douglas Grey, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1997. Douglas had worked at 2 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2009 - April 11, 2018
SADDLE PEAK ASSET MANAGEMENT, LLC
October 22, 2008 - December 31, 2008
SADDLE PEAK ASSET MANAGEMENT, LLC
November 4, 2005 - July 1, 2008
SADDLE PEAK ASSET MANAGEMENT, LLC
May 29, 1997 - July 13, 2005
PACIFIC FINANCIAL RESEARCH INVESTMENT MANAGEMENT
State Registrations and Notice Filings
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Exams
Current Firm
SADDLE PEAK ASSET MANAGEMENT, LLC
CRD#: 137341 / SEC#: 801-69627
Contact information
Red Flags
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