AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
ML

Maria C. Laskowski

Some features on this profile are disabled
CRD#: 2677988
ML

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Maria Christina Laskowski, who also goes by Christina Laskowski, Maria Christina Rillona, Tina Rillona, Maria Christina Rodriguez, Tina Rodriquez, was a registered financial professional .

Maria is a previously registered financial professional and started their career in finance in 2002. Maria had worked at 5 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christina Laskowski | Maria Christina Rillona | Tina Rillona | Maria Christina Rodriguez | Tina Rodriquez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 20, 2011 - January 3, 2013

FIVE 9 SECURITIES, LLC

BD
CRD#: 114853
LADERA RANCH, CA
Past

April 29, 2010 - June 28, 2010

H. ROARK & ASSOCIATES, INC.

BD
CRD#: 112898
RENO, NV
Past

March 10, 2008 - December 12, 2008

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
SAN FRANCISCO, CA
Past

June 29, 2005 - March 17, 2008

EAST PEAK ADVISORS, LLC

BD
CRD#: 119977
GREENBRAE, CA
Past

March 11, 2002 - June 28, 2005

PACIFIC GROWTH EQUITIES, LLC

BD
CRD#: 24835
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/16/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/8/2002
General Securities Representative Examination

Current Firm

F9
FIVE 9 SECURITIES, LLC
BLP ADVISORS, LLC | FIVE 9 SECURITIES, LLC | BLUELAKE PARTNERS, L.L.C.

CRD#: 114853 / SEC#: , 8-53442

BD
Terminated by SEC on 03/07/2020
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 04/04/2001
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
FIVE 9 HOLDINGS, LLCSOLE MEMBER
MORGAN, WILLIAM ARTHURFINOP852925
ROGERS, J LEONARD IIICCO/AMLCO/ELECTED MANAGER2680261

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIVE 9 SECURITIES, LLC

CRD#: 114853

TRUST BUT VERIFY

Monitor Maria Laskowski

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.