Eric G. Walcott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Garrett Walcott was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1995. Eric had worked at 6 firms and has passed the Series 63, Series 65, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 31, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2020 - March 30, 2021
VIRTU AMERICAS LLC
January 20, 2005 - June 1, 2020
VIRTU ITG LLC
June 30, 2001 - October 3, 2002
DATEK ONLINE FINANCIAL SERVICES LLC
May 18, 1999 - June 30, 2001
ICAPITAL MARKETS LLC
May 19, 1997 - April 29, 1998
MORGAN STANLEY DW INC.
December 12, 1995 - June 27, 1997
GKN SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/19/2005
Limited Representative-Equity Trader ExamCurrent Firm
VIRTU AMERICAS LLC
CRD#: 149823 / SEC#: , 8-68193
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 74 |
| Civil Event | 1 |
Red Flags
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