Robert E. Maquat
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Elton Maquat was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1996. Robert had worked at 3 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2018 - November 19, 2021
PEOPLE'S UNITED ADVISORS, INC.
February 12, 2018 - March 31, 2020
PEOPLE'S SECURITIES, INC.
December 3, 2009 - November 19, 2021
PEOPLE'S SECURITIES, INC.
November 13, 2006 - December 20, 2007
PEOPLE'S SECURITIES, INC.
November 7, 2002 - October 4, 2005
PEOPLE'S SECURITIES, INC.
November 6, 2001 - December 18, 2001
FAIRPORT CAPITAL, INC.
January 26, 1996 - September 13, 2000
FAIRPORT CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
PEOPLE'S UNITED ADVISORS, INC.
CRD#: 292454 / SEC#: 801-112648
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,076 |
| AUM (Assets Under Management) | $ 845,211,011 |
Red Flags
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