Stephen M. Cohn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Michael Cohn was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1995. Stephen had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2010 - September 1, 2023
RNR SECURITIES, L.L.C.
December 19, 2005 - June 18, 2010
TOUCHSTONE ADVISORS INC
February 23, 2001 - June 14, 2010
TOUCHSTONE SECURITIES, INC.
November 2, 1999 - August 10, 2000
NYLIFE DISTRIBUTORS LLC
September 28, 1998 - August 10, 2000
NYLIFE SECURITIES LLC
June 4, 1997 - September 16, 1998
ALLIANCEBERNSTEIN INVESTMENTS, INC.
December 7, 1995 - February 5, 1997
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RNR SECURITIES, L.L.C.
CRD#: 43689 / SEC#: , 8-50366
Contact information
FINRA licenses (42 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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