Douglas H. Thompson
Professional summary
Douglas Hugh Thompson, who also goes by Doug Thompson, is a registered financial advisor currently at JOHN HANCOCK INVESTMENT MANAGEMENT LLC located in Haddonfield, New Jersey and JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC located in Boston, Massachusetts.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Douglas has worked at 8 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Hugh Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 8, 2018 - Present
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
September 14, 2011 - Present
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
Office #1: 197 Clarendon Street, Boston, MA 02116October 28, 2019 - Present
JOHN HANCOCK DISTRIBUTORS LLC
Office #1: 197 Clarendon Street, Boston, MA 02116October 23, 2018 - November 8, 2018
MANULIFE INVESTMENT MANAGEMENT (US) LLC
October 26, 2011 - December 31, 2015
MANULIFE INVESTMENT MANAGEMENT (US) LLC
April 16, 2010 - September 12, 2011
GLOBAL ATLANTIC DISTRIBUTORS, LLC
January 31, 2008 - May 6, 2010
HIMCO DISTRIBUTION SERVICES COMPANY
January 29, 2003 - October 3, 2006
SHAKER INVESTMENTS
November 16, 2001 - September 29, 2006
FORESIDE FUND SERVICES, LLC
Primary Firm SEC Registration
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
CRD#: 105790 / SEC#: 801-8124
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
CRD#: 105790 / SEC#: 801-8124
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 35,239 |
| AUM (Assets Under Management) | $ 202,193,176,436 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
