Karen A. George
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Ann George, who also goes by Karen Ann George, Karen George, Karen Ann Nemy, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 1996. Karen had worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2024 - September 23, 2025
INLAND SECURITIES CORPORATION
July 19, 2022 - April 22, 2024
COBALT CAPITAL, INC.
February 10, 2022 - April 25, 2024
SKYWAY CAPITAL MARKETS, LLC
June 15, 2021 - December 17, 2021
ORCHARD SECURITIES, LLC
December 4, 2018 - June 1, 2021
WAYPOINT DIRECT INVESTMENTS, LLC
November 12, 2013 - January 18, 2017
ANTHEM SECURITIES, INC.
September 15, 2003 - February 20, 2013
WELLS INVESTMENT SECURITIES,INC.
May 3, 2001 - December 12, 2002
LEHMAN BROTHERS INC.
February 27, 1996 - July 30, 1999
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INLAND SECURITIES CORPORATION
CRD#: 15807 / SEC#: , 8-32775
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INLAND REAL ESTATE INVESTMENT CORPORATION | CORPORATION | |
| CHERESO, ANTHONY JOSEPH | DIRECTOR | 5289928 |
| HRTANEK, CATHLEEN MAY-ORBAN | DIRECTOR | 7886681 |
| KASPRZAK, DAVID EDWARD | PRINCIPAL, EXECUTIVE VICE PRESIDENT | 2651202 |
| LYNCH, CATHERINE LYNN | CHIEF FINANCIAL OFFICER & DIRECTOR | 2584621 |
| TUCEK, AMY CATHERINE | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 2021342 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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