Kurt Mihelich

OARSMAN CAPITAL,

Milwaukee, WI 53202

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CRD#: 2677364

Professional summary

Kurt Mihelich, who also goes by Kurt Maurice Mihelich, is a registered financial advisor currently at OARSMAN CAPITAL, INC located in Milwaukee, Wisconsin.

Kurt is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Kurt has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kurt Maurice Mihelich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF BUSINESS: M3 FINANCIAL LLC INVESTMENT RELATED: YES ADDRESS: SAME AS BRANCH NATURE OF BUSINESS: INVESTMENT RELATED ACTIVITIES POSITION/TITLE/RELATIONSHIP: RETIREMENT PLAN CONSULTANT, CERTIFIED 401(K) PROFESSIONAL START DATE: 1/2013 HOURS/MONTH: 160 HOURS/MONTH DURING TRADING: 160 DUTIES: EMPLOYEE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Mihelich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 12, 2024 - Present

OARSMAN CAPITAL, INC

Office #1: 759 North Milwaukee Street Suite 605, Milwaukee, WI 53202

RIA

CRD#: 109993

Milwaukee, WI

Past

December 1, 2017 - May 3, 2024

GLOBAL RETIREMENT PARTNERS LLC

RIA

CRD#: 172011

Wauwatosa, WI

Past

June 15, 2011 - December 1, 2017

THREE LAKES SECURITIES, LLC

RIA

CRD#: 152147

MADISON, WI

Past

January 14, 2011 - December 1, 2017

THREE LAKES SECURITIES, LLC

CRD#: 152147

MADISON, WI

Past

February 24, 2010 - November 30, 2017

COORDINATED CAPITAL SECURITIES, INC.

RIA

CRD#: 14762

Wauwatosa, WI

Past

February 24, 2010 - November 30, 2017

COORDINATED CAPITAL SECURITIES, INC.

CRD#: 14762

Wauwatosa, WI

Past

April 14, 2003 - November 4, 2009

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

RIA

CRD#: 109591

PARSIPPANY, NJ

Past

April 14, 2003 - November 4, 2009

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

JERSEY CITY, NJ

Past

May 3, 2000 - March 31, 2003

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

MILWAUKEE, WI

Past

December 21, 1995 - March 31, 2003

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OARSMAN CAPITAL, INC

LRC AVIATION ADVISORS | OARSMAN CAPITAL, INC | NACKERS & ASSOCIATES, A DIVISION OF OARSMAN CAPITAL, INC.

CRD#: 109993 / SEC#: 801-60988

RIA

Registered Investment Advisory firm - (3/15/2002 Approved)

Washington

Registered Investment Advisory firm - (3/27/2002 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/5/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(6/12/2024)

IAR

Wisconsin
(6/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/9/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/29/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/1/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/15/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/19/2001

General Securities Sales Supervisor - Options Module Examination

Current Firm

OARSMAN CAPITAL, INC

LRC AVIATION ADVISORS | OARSMAN CAPITAL, INC | NACKERS & ASSOCIATES, A DIVISION OF OARSMAN CAPITAL, INC.

CRD#: 109993 / SEC#: 801-60988

RIA

Registered Investment Advisory firm - (3/15/2002 Approved)

Washington

Registered Investment Advisory firm - (3/27/2002 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/5/2002 Terminated)

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Contact information

Main Address

790 North Water Street Suite 1850, Milwaukee, WI 53202

Mailing Address

Phone number

(414) 221-0081

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OARSMAN CAPITAL ADV PART 2 (11/25/2025)

Regulatory assets under management

Total Number of Accounts	1,872
AUM (Assets Under Management)	$ 926,809,806

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kurt Mihelich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Mihelich's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL RETIREMENT PARTNERS LLC

THREE LAKES SECURITIES, LLC

THREE LAKES SECURITIES, LLC

COORDINATED CAPITAL SECURITIES, INC.

COORDINATED CAPITAL SECURITIES, INC.

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

NYLIFE DISTRIBUTORS LLC

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

Primary Firm SEC Registration

OARSMAN CAPITAL, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/9/1996

Series 63

Date: 12/29/1995

SIE

Date: 12/1/2017

Series 7

Date: 12/20/1995

Series 10

Date: 3/15/2002

Series 9

Date: 12/19/2001

Current Firm

OARSMAN CAPITAL, INC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OARSMAN CAPITAL, INC

TRUST BUT VERIFY

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