Thomas F. Mcnamara
Professional summary
Thomas Francis Mcnamara is a registered financial professional currently at AEL FINANCIAL SERVICES, LLC located in Charlotte, North Carolina.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1999. Thomas has worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Francis Mcnamara's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2024 - Present
AEL FINANCIAL SERVICES, LLC
Office #1: 2101 Rexford Road Suite 310, Charlotte, NC 28211July 15, 2022 - December 1, 2023
EQUITABLE DISTRIBUTORS, LLC
December 19, 2017 - June 21, 2022
COREBRIDGE CAPITAL SERVICES, INC.
December 13, 2016 - September 14, 2017
TRANSAMERICA CAPITAL, LLC
March 25, 2009 - December 14, 2016
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
March 3, 2004 - March 24, 2009
CAPITAL BROKERAGE CORPORATION
August 24, 2000 - October 14, 2003
VP DISTRIBUTORS LLC
July 15, 1999 - February 10, 2000
BOFA DISTRIBUTORS, INC.
January 22, 1999 - July 15, 1999
KEYPORT FINANCIAL SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2024)
Exams
FINRA
Current Firm
AEL FINANCIAL SERVICES, LLC
CRD#: 300285 / SEC#: , 8-70298
Contact information
FINRA licenses (37 States and Territories)
Documents
Red Flags
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