Norman E. Wetmore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norman Errol Wetmore JR, who also goes by Norm Wetmore, Norman Wetmore, was a registered financial professional .
Norman is a previously registered financial professional and started their career in finance in 1996. Norman had worked at 10 firms and has passed the Series 65, Series 66, Series 63, Series 99TO, SIE, Series 7, Series 4, Series 9, Series 10, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2021 - June 23, 2023
MONDEUM CAPITAL
August 1, 2018 - July 22, 2019
I-BANKERS DIRECT, LLC
May 21, 2018 - April 29, 2019
I-BANKERS SECURITIES, INC.
January 2, 2018 - May 22, 2018
B. RILEY WEALTH ADVISORS, INC.
July 20, 2017 - May 22, 2018
NATIONAL SECURITIES CORPORATION
March 10, 2016 - September 13, 2016
CG CAPITAL MARKETS, LLC
January 2, 2013 - April 2, 2015
BB&T SECURITIES, LLC
January 5, 2006 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
March 31, 1999 - January 13, 2006
BERGEN CAPITAL, INC.
July 1, 1996 - February 24, 1999
GILMORE SECURITIES & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
MONDEUM CAPITAL
CRD#: 309574 / SEC#: , 8-70542
Contact information
FINRA licenses (1 States and Territories)
Red Flags
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