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JM

Jeffrey L. Martinez

TREVERI CAPITAL
Rosemead, CA 91770
Some features on this profile are disabled
CRD#: 2677144
JM

Professional summary

Jeffrey L Martinez, who also goes by Jeff L Martinez, Jeffrey Lenard Martinez, is a registered financial advisor currently at TREVERI CAPITAL located in Rosemead, California.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jeffrey has worked at 12 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jeff L Martinez | Jeffrey Lenard Martinez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GREENLEAF PARTNERS INC. THE BUSINESS IS NOT INVESTMENT RELATED. THE NATURE OF THE BUSINESS IS SALES AND MARKETING CONSULTING. TITLE IS OWNER. THE NUMBER OF HOURS WORKED IS 20 HOURS PER WEEK. DUTIES INCLUDE SALES AND MARKETING CONSULTING. ROSEMEAD, CALIFORNIA. LEGAL SHIELD ASSOCIATE INDEPENDENT SALES. SHIELD/IDENTITY SHIELD. SELL AND MARKET SERVICE TO INDIVIDUALS; IDENTITY THEFT AND LEGAL SERVICES; ROSEMEAD, CALIFORNIA; 1% OF TIME SPENT ON THIS ACTIVITY; NOT INVESTMENT RELATED. OXFORD BIOCHRONOMETRICS. NOT INVESTMENT RELATED. CYBER SECURITY; BUSINESS DEVELOPMENT; 5% OF TIME SPENT ON ACTIVITY; ROSEMEAD, CALIFORNIA. TREVERI CAPITAL. FINANCIAL ADVISOR. INVESTMENT RELATED. 50% OF TIME SPENT ON ACTIVITY. BUSINESS DEVELOPMENT. WEALTH AND RISK MANAGEMENT. ROSEMEAD, CALIFORNIA. INVESTMENT RELATED. LIFE/HEALTH AGENT AS SALES, NON INVESTMENT RELATED. 25% OF TIME SPENT ON ACTIVITY. ROSEMEAD, CALIFORNIA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey L Martinez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 10, 2015 - Present

TREVERI CAPITAL

Office #1: 9132 Valley Blvd, Rosemead, CA 91770
RIA
CRD#: 254786
Rosemead, CA
Past

August 16, 2016 - March 2, 2018

RAINMAKER SECURITIES, LLC

BD
CRD#: 132995
CORAL GABLES, FL
Past

March 27, 2013 - August 18, 2014

TD AMERITRADE, INC.

RIA
CRD#: 7870
PASADENA, CA
Past

March 27, 2013 - August 18, 2014

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
PASADENA, CA
Past

March 26, 2013 - August 18, 2014

TD AMERITRADE, INC.

BD
CRD#: 7870
PASADENA, CA
Past

August 28, 2012 - March 15, 2013

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
LOS ANGELES, CA
Past

August 19, 2011 - March 15, 2013

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
LOS ANGELES, CA
Past

March 10, 2011 - August 12, 2011

PROTRADE SECURITIES, LLC

BD
CRD#: 149536
CARMEL, NY
Past

March 7, 2007 - December 19, 2008

ORDER EXECUTION SERVICES, LLC

BD
CRD#: 118749
NEWARK, NJ
Past

April 11, 2006 - January 4, 2010

OES BROKERAGE SERVICES, LLC

BD
CRD#: 132351
WHITTIER, CA
Past

July 17, 2003 - October 29, 2004

NORTHEAST SECURITIES, LLC

BD
CRD#: 25996
MITCHELFIELD, NY
Past

July 1, 1998 - March 1, 2002

HERZOG, HEINE, GEDULD, LLC

BD
CRD#: 2186
NEW YORK, NY
Past

July 15, 1997 - August 29, 1997

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

January 30, 1997 - June 23, 1997

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(11/10/2015)
IAR
Texas
(2/1/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/16/2012
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/3/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/2/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/29/1997
General Securities Representative Examination

Current Firm

TC
TREVERI CAPITAL
TREVERI CAPITAL | TREVERI CAPITAL LLC

CRD#: 254786 / SEC#:

California
Registered Investment Advisory firm - (11/9/2015 Approved)
Texas
Registered Investment Advisory firm - (2/1/2021 Conditional Restricted)
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Contact information

Main Address
9132 Valley Blvd, Rosemead, CA 91770
Mailing Address
Phone number
(213) 250-1404
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts11
AUM (Assets Under Management)$ 1,090,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TREVERI CAPITAL

CRD#: 254786Rosemead, CA 91770

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