Aramynta D. West
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aramynta De La Warr West, who also goes by Aramynta Harron, Aramynta Delawarr West, was a registered financial professional .
Aramynta is a previously registered financial professional and started their career in finance in 1996. Aramynta had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 1998 - March 21, 2000
BAXTER BANKS & SMITH, LTD.
March 18, 1998 - May 11, 1998
FSC SECURITIES CORPORATION
February 14, 1997 - March 18, 1998
CRISPIN KOEHLER SECURITIES
May 3, 1996 - January 24, 1997
TAJ GLOBAL EQUITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BAXTER BANKS & SMITH, LTD.
CRD#: 40771 / SEC#: , 8-49185
Contact information
Documents
Disclosures
| Regulatory Event | 15 |
| Arbitration | 17 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
