Todd A. Frederick

STONECREEK PRIVATE WEALTH

Prosper, TX

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CRD#: 2677010

Professional summary

Todd Alan Frederick, CFP® is a registered financial advisor currently at STONECREEK PRIVATE WEALTH, LLC located in Prosper, Texas.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Todd has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

30 MINUTE HIT, 624 CREEK VIEW DR PROSPER TX 75078, NOT INVESTMENT RELATED, WOMENS KICKBOXING GYM, DIRECTOR/SILENT PARTNER, REVIEW BOOKS, LESS THAN 1 HR PER MONTH, NO TRADING HOURS, START DATE 12/06/2021.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Alan Frederick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 21, 2022 - Present

STONECREEK PRIVATE WEALTH, LLC

RIA

CRD#: 323473

Prosper, TX

Past

July 13, 2018 - October 1, 2021

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

February 28, 2001 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

DALLAS, TX

Past

November 10, 1995 - October 1, 2021

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONECREEK PRIVATE WEALTH, LLC

CRD#: 323473 / SEC#: 801-132484

RIA

Registered Investment Advisory firm - (4/21/2025 Approved)

Texas

Registered Investment Advisory firm - (4/22/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

General Securities Sales Supervisor - Options Module Examination

Current Firm

STONECREEK PRIVATE WEALTH, LLC

CRD#: 323473 / SEC#: 801-132484

RIA

Registered Investment Advisory firm - (4/21/2025 Approved)

Texas

Registered Investment Advisory firm - (4/22/2025 Terminated)

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Contact information

Main Address

Prosper, TX

Mailing Address

Phone number

(214) 415-6726

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STONECREEK PRIVATE WEALTH FORM ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	149
AUM (Assets Under Management)	$ 163,061,721

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Todd A. Frederick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Alan Frederick's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

STONECREEK PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/18/2000

Series 63

Date: 1/3/1996

Series 7TO

Date: 3/20/2024

Series 6TO

Date: 3/20/2024

SIE

Date: 10/1/2018

Series 7

Date: 7/18/1996

Series 6

Date: 11/9/1995

Series 10

Date: 3/20/2024

Series 9

Date: 3/20/2024

Current Firm

STONECREEK PRIVATE WEALTH, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONECREEK PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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