KH
Karl E. Hansen
VITA PLANNING GROUP LLC
Incline Village, NV
Some features on this profile are disabled
CRD#: 2676924
KH
Professional summary
Karl Erik Hansen, who also goes by Karl E Hansen, is a registered financial advisor currently at VITA PLANNING GROUP LLC located in Incline Village, Nevada.
Karl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Karl has worked at 8 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Karl E Hansen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
VITA INSURANCE ASSOCIATES, INC. MOUNTAIN VIEW, CA. 08/1979. INSURANCE SALES. CEO/OWNER; FIRM PROVIDES EXECUTIVE/EMPLOYEE BENEFITS. SPENDS 70% ASSOCIATED WITH THIS OBA. Rental Properties; 1.235 Palo Alto Ave. Mtn. View, CA 94040 2.3470 GS Richards Blvd. Carson City, NV 89701, 3.10 Wailea Ekolu Village #1105 Wailea, HI 96753; Nature of Business-Real Estate Investment; Investment Related-Personal Investment,; Position- Co-owner,Owner Co-Owner, Start Date: Sept 2013,July 2021,May 2015; Approximate Hours Per Month: 4, Number of hours devoted during security trading hours/month: 2 Smith Villas HOA; Not Investment Related-FKR Holding; Nature of Business: Community HOA; Position: Director; Start Date: December 2019; Approximate Hours/month: 2; Number of hours devoted during security trading hours/month: 0 Orchards HOA; Not Investment Related-FKR Holding; Nature of Business: Community HOA; Position: President; Start Date: December 2019; Approximate Hours/month: 4; Number of hours devoted during security trading hours/month: 0 Member; K&M Property Management, LLC; Investment Related: No; 977 Sand Iron Dr Incline Village NV 89451 USA; Description of the business: Commercial Property Management Oversight; Responsibilities Duties: Monthly Assessment of Financial Results; Start date with business: 2021-09-01; Hours per month devoted to business during trading hours: 2; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 4. Managing Member; FKR Properties, LLC; Investment Related: No; 977 Sand Iron Drive Incline Village NV 89451 USA; Description of the business: Commercial and Residential Property Investment and Management; Responsibilities Duties: Financial Oversight; Start date with business: 2021-02-01; Hours per month devoted to business during trading hours: 1; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 75.
CRS (Client Relationship Summary) - RIA
Click below to view Karl Erik Hansen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 22, 2021 - Present
VITA PLANNING GROUP LLC
RIA
CRD#: 312323
Incline Village, NV
Past
August 6, 2020 - July 1, 2021
AE FINANCIAL SERVICES, LLC
BD
CRD#: 298608
Mountain View, CA
Past
May 17, 2018 - April 1, 2021
LIBERTY WEALTH MANAGEMENT, LLC
RIA
CRD#: 286001
Mountain View, CA
Past
October 21, 2008 - October 10, 2018
LIBERTY GROUP, LLC
RIA
CRD#: 106036
MOUNTAIN VIEW, CA
Past
July 2, 2003 - May 30, 2008
LIBERTY GROUP, LLC
RIA
CRD#: 114110
MOUNTAIN VIEW, CA
Past
March 18, 2002 - August 25, 2020
LIBERTY GROUP, LLC
BD
CRD#: 106036
MOUNTAIN VIEW, CA
Past
December 3, 1998 - March 27, 2002
ASSOCIATED SECURITIES CORP.
BD
CRD#: 12969
BOSTON, MA
Past
July 3, 1997 - December 10, 1998
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
January 30, 1996 - June 12, 1997
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VP
VITA PLANNING GROUP LLC
VITA PLANNING GROUP | VITA PLANNING GROUP LLC
CRD#: 312323 / SEC#: 801-120369
RIA
Registered Investment Advisory firm - (2/22/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/22/2021)
IAR
Nevada(5/11/2021)
IAR
Texas(2/1/2023)
IAR
Washington(2/22/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 11/9/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
VP
VITA PLANNING GROUP LLC
VITA PLANNING GROUP | VITA PLANNING GROUP LLC
CRD#: 312323 / SEC#: 801-120369
RIA
Registered Investment Advisory firm - (2/22/2021 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
312 Se Stonemill Drive Suite 160, Vancouver, WA 98684-3514
Mailing Address
Phone number
(650) 567-9300
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 122 |
| AUM (Assets Under Management) | $ 64,612,815 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
