James "seamus" C. Mulloy
Professional summary
James "seamus" Cy Mulloy, who also goes by James Mulloye, is a registered financial advisor currently at COMPREHENSIVE PHYSICIANS RETIREMENT INVESTING located in Phoenix, Arizona.
James "seamus" is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. James "seamus" has worked at 1 firm and has passed the Series 65 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James "seamus" Cy Mulloy's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 28, 1994 - Present
COMPREHENSIVE PHYSICIANS RETIREMENT INVESTING
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/28/1994)
Exams
Series 2
Date: 10/12/1995
Non-Member General Securities ExaminationCurrent Firm
COMPREHENSIVE PHYSICIANS RETIREMENT INVESTING
CRD#: 114380 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 196 |
| AUM (Assets Under Management) | $ 37,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
