Renato F. Zock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Renato Francis Zock JR, who also goes by Ron Zock Jr, was a registered financial professional .
Renato is a previously registered financial professional and started their career in finance in 1996. Renato had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2002 - December 16, 2002
THOMAS WEISEL PARTNERS LLC
January 13, 2001 - January 4, 2002
DEUTSCHE BANK SECURITIES INC.
June 16, 1999 - January 13, 2001
DB ALEX. BROWN LLC
August 11, 1997 - July 13, 1998
ALLFIRST BROKERAGE CORPORATION
January 31, 1997 - February 4, 1997
JOSEPHTHAL & CO., INC.
October 31, 1996 - January 1, 1997
MORGAN GRANT CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THOMAS WEISEL PARTNERS LLC
CRD#: 46237 / SEC#: 801-56577, 8-51354
Contact information
Disclosures
| Regulatory Event | 27 |
| Civil Event | 1 |
Red Flags
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