Franklin H. Butterfield
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CRD#: 2676602
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Franklin Howard Butterfield, CFP®, who also goes by Frank Butterfield, was a registered financial professional .
Franklin is a previously registered financial professional and started their career in finance in 2009. Franklin had worked at 2 firms and has passed the Series 2 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Frank Butterfield
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
H&B PARTNERS, LLC, AN INVESTMENT RELATED BUSINESS LOCATED AT 3550 LENOX RD, SUITE 2700, ATLANTA GA 30326. SERVES AS MANAGER TO A NUMBER OF HOMRICH BERG PROPRIETARY FUNDS. START DATE WAS 7/1998. FIVE HOURS PER MONTH, ALL DURING SECURITIES TRADING HOURS. SERVE AS A MEMBER OF THE MANAGER. ---- 2008 OPPORTUNITY PARTNERS, LLC, AN INVESTMENT RELATED BUSINESS LOCATED AT 3550 LENOX RD, SUITE 2700, ATLANTA GA 30326. SERVES AS GENERAL PARTNER TO A HOMRICH BERG PROPRIETARY FUND. START DATE 03/2008. FIVE HOURS PER MONTH DURING SECURITIES TRADING HOURS. MEMBER OF THE GENERAL PARTNER. HOMRICH BERG PARTNERS, LLC, AN INVESTMENT RELATED BUSINESS LOCATED AT 3550 LENOX RD, SUITE 2700, ATLANTA GA 30326. SERVES AS MANAGER TO A NUMBER OF HOMRICH BERG PROPRIETARY FUNDS. START DATE WAS 1/2015. FIVE HOURS PER MONTH, ALL DURING SECURITIES TRADING HOURS. SERVE AS A MEMBER OF THE MANAGER TEMPLE SINAI; CHAIR OF ENDOWMENT INVESTMENT COMMITTEE & MEMBER OF FINANCE COMMITTEE; NOT INVESTMENT RELATED; APPROXIMENTLY 1-5 HOURS PER MONTH DURING BUSINESS OR NON-BUSINESS HOURS THE ATLANTA OPERA; CO-CHAIRMAN OF INVESTMENT COMMITTEE AND MEMBER OF FINANCE COMMITTEE AND BOARD OF DIRECTORS; NOT INVESTMENT RELATED; PROVIDES INVESTMENT, FINANCIAL, AND GENERAL OPERATIONS OVERSIGHT; APPROXIMENTLY 1-5 HOURS PER MONTH DURING BUSINESS OR NON-BUSINESS HOURS ATLANTA JEWISH FOUNDATION; MEMBER OF INVESTMENT COMMITTEE AND ADVISORY BOARD; NOT INVESTMENT RELATED; NON-PROFIT ORGANIZATON SUPPORTING PRIMARILY JEWISH AND ISRAELI ORGANIZATIONS AND CAUSES; APPROXIMENTLY 1-5 HOURS PER MONTH DURING BUSINESS OR NON-BUSINESS HOURS JF&CS FOUNDATION, INC; CHAIRMAN OF FOUNDATION BOARD; NOT INVESTMENT RELATED; ENDOWMENT INVESTMENT MANAGEMENT AND DISBURSEMENT OF FUNDS TO JEWISH FAMILY & CAREER SERVICES NON-PROFIT; APPROXIMENTLY 1-5 HOURS PER MONTH DURING BUSINESS OR NON-BUSINESS HOURS THE SARA GILES MOORE FOUNDATION; MEMBER OF BOARD OF TRUSTEES; NOT INVESTMENT RELATED; INVESTMENT OVERSIGHT AND COLLABORATING ON CHARITABLE GRANTS TO NON-PROFIT ORGANIZATIONS; APPROXIMENTLY 1-5 HOURS PER MONTH DURING BUSINESS OR NON-BUSINESS HOURS
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Past
November 8, 2021 - July 29, 2025
HB WEALTH
RIA
CRD#: 316731
ATLANTA, GA
Past
July 31, 2009 - November 16, 2021
HOMRICH BERG
RIA
CRD#: 108189
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HB WEALTH
BERG, HOMRICH | HOMRICH BERG | HB WEALTH MANAGEMENT, LLC | HB WEALTH | HB FAMILY OFFICE | HB
CRD#: 316731 / SEC#: 801-122595
RIA
Registered Investment Advisory firm - (11/5/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 2
Date: 10/17/1995
Non-Member General Securities ExaminationCurrent Firm
HB WEALTH
BERG, HOMRICH | HOMRICH BERG | HB WEALTH MANAGEMENT, LLC | HB WEALTH | HB FAMILY OFFICE | HB
CRD#: 316731 / SEC#: 801-122595
RIA
Registered Investment Advisory firm - (11/5/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3550 Lenox Rd Suite 2700, Atlanta, GA 30326
Mailing Address
Phone number
(404) 264-1400
Established
Firm type
Fiscal year end
# of Employees
215
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 24,625 |
| AUM (Assets Under Management) | $ 25,880,296,192 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/23/2023 | ||
| 11/14/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
