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MW

Marcus A. Wooten

KEYES, STANGE & WOOTEN WEALTH MANAGEMENT
DAYTONA BEACH, FL 32114
Some features on this profile are disabled
CRD#: 2676555
MW

Professional summary

Marcus Allen Wooten, CFP®, ChFC®, CLU®, who also goes by Marc Wooten, is a registered financial advisor currently at KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC located in Daytona Beach, Florida.

Marcus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Marcus has worked at 6 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 6, Series 51, Series 4 and Series 24 exams.

Question & Answer

What are your service offerings?
Comprehensive Financial Planni...
Estate Planning
Business Succession Planning
Small Business Planning
Insurance Planning
Retirement Planning
Investment Planning
Are you a "fiduciary"?
Yes

Aliases

Marc Wooten

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcus Allen Wooten's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2001

ChFC®

Chartered Financial Consultant

CLU®

Chartered Life Underwriter

Experience

Current

March 2, 2004 - Present

KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC

Office #1: 1825 Business Park Blvd. Ste E, Daytona Beach, FL 32114Office #2: 1825 Business Park Blvd. Suite E, Daytona Beach, FL 32114
RIA
CRD#: 139806
DAYTONA BEACH, FL
Past

November 1, 2013 - July 31, 2015

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
DAYTONA BEACH, FL
Past

June 26, 2009 - November 1, 2013

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
DAYTONA BEACH, FL
Past

April 24, 1998 - October 10, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
DAYTONA BEACH, FL
Past

April 16, 1998 - November 1, 2013

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
DAYTONA BEACH, FL
Past

November 14, 1995 - October 24, 1997

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

November 14, 1995 - October 24, 1997

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KS
KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC
ATLANTIC FINANCIAL PLANNING GROUP, LLC | KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC

CRD#: 139806 / SEC#: 801-80151

RIA
Registered Investment Advisory firm - (8/5/2014 Approved)
Florida
Registered Investment Advisory firm - (8/18/2014 Terminated)
Texas
Registered Investment Advisory firm - (8/18/2014 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(3/2/2004)
IAR
Texas
(5/22/2014)

Exams

State Security Law Exam
RR
Series 63
Date: 1/31/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/31/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 12/10/2005
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 4/9/1998
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/10/1995
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 51
Date: 5/29/2003
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 1/6/2003
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/2/2002
General Securities Principal Examination

Current Firm

KS
KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC
ATLANTIC FINANCIAL PLANNING GROUP, LLC | KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC

CRD#: 139806 / SEC#: 801-80151

RIA
Registered Investment Advisory firm - (8/5/2014 Approved)
Florida
Registered Investment Advisory firm - (8/18/2014 Terminated)
Texas
Registered Investment Advisory firm - (8/18/2014 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1825 Business Park Blvd. Suite E, Daytona Beach, FL 32114
Mailing Address
Phone number
(386) 253-1980
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A RETIREMENT PLAN BROCHURE (3/4/2026)
BROCHURE (3/4/2026)

Regulatory assets under management

Total Number of Accounts1,049
AUM (Assets Under Management)$ 400,113,566

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/23/2026
Cover Page
Report
09/17/2024
Cover Page
Report
10/11/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC

CRD#: 139806Daytona Beach, FL 32114

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