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Martin Ronald Kenealy

CRD# 267650·Registered 1972 - 1991
Previously Registered: Being a previously registered professional could mean that Martin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Martin Ronald Kenealy was a registered financial advisor. Martin was a previously registered financial professional and started their career in finance 1972 - 1991. Martin had worked at 5 firms and has passed the Series 63, Series 1, Series 4 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

54 years in the financial services industry

Current & Past Employments

KASHNER DAVIDSON SECURITIES CORPORATION·CRD# 5319
BD
November 14, 1983 - May 14, 1991
MORGAN STANLEY DW INC.·CRD# 7556
BD
January 5, 1981 - December 9, 1981
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
March 7, 1979 - February 6, 1981
E. F. HUTTON & COMPANY INC·CRD# 235
BD
February 16, 1977 - February 24, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.·CRD# 572
BD
February 25, 1972 - April 4, 1977

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Current Firm

KD
KASHNER DAVIDSON SECURITIES CORPORATION

KASHNER DAVIDSON SECURITIES CORPORATION | KASHNER SECURITIES CORPORATION | KASHNER LODGE SECURITIES CORPORATION

CRD#: 5319 / SEC#: 8-14684
BD
Terminated by SEC on 06/23/2015

Contact Information

Established

Florida since 08/30/1977

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KASHNER, VICTOR LAWRENCEOWNER/CHAIRMAN OF THE BOARD264714
ROTHENBACH, MELISSA JANECFO/BOARD OF DIRECTORS/PRESIDENT/CHIEF COMPLIANCE OFFICER/OPTIONS AND SECURITY FUTURES PRINCIPAL CORP SECRETARY2721816

Disclosures

Regulatory Event

19

Civil Event

1

Arbitration

3

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1987About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Feb 1972

Series 4 — Registered Options Principal Examination

Passed Jul 1986About the Series 4 exam

Series 40 — Registered Principal Examination

Passed Jun 1978

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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