Martin R. Kenealy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Ronald Kenealy was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1972. Martin had worked at 5 firms and has passed the Series 63, Series 1, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 1983 - May 14, 1991
KASHNER DAVIDSON SECURITIES CORPORATION
January 5, 1981 - December 9, 1981
MORGAN STANLEY DW INC.
March 7, 1979 - February 6, 1981
KIDDER, PEABODY & CO. INCORPORATED
February 16, 1977 - February 24, 1979
E. F. HUTTON & COMPANY INC
February 25, 1972 - April 4, 1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/22/1972
Registered Representative ExaminationSeries 40
Date: 6/8/1978
Registered Principal ExaminationCurrent Firm
KASHNER DAVIDSON SECURITIES CORPORATION
CRD#: 5319 / SEC#: , 8-14684
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
| Civil Event | 1 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
