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AS

Arthur John Stites

CRD# 2676360·Registered 1995 - 2022
Previously Registered: Being a previously registered professional could mean that Arthur is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Arthur John Stites, who also goes by Stites, was a registered financial advisor. Arthur was a previously registered financial professional and started their career in finance 1995 - 2022. Arthur had worked at 1 firm and has passed the Series 2 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Stites

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years registered in the securities industry

Current & Past Employments

Past

ARTHUR J. STITES, P.A.Past·CRD# 129943
RIA
Jacksonville, FL
November 30, 1995 - December 31, 2022

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Current Firm

AJ
ARTHUR J. STITES, P.A.

ARTHUR J. STITES, P.A.

CRD#: 129943 / SEC#: 801-62910

Contact Information

Main Address

4741 Atlantic Boulevard- Ste B-1 Suite B-1, Jacksonville, FL 32207-2168

Phone Number

(904) 502-9201

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

112

AUM (Assets Under Management)

$49,592,485

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ARTHUR J. STITES, A RELATED PERSON TO ARTHUR J. STITES, P. A., SERVES AS A TRUSTEE FOR FAMILIES OF SEVERAL LONG-STANDING FORMER CLIENTS OF THE CERTIFIED PUBLIC ACCOUNTING FIRM WHICH HE FORMERLY FOUNDED AND OWNED.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 2 — Non-Member General Securities Examination

Passed Oct 1995

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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