James P. Sivco

ALTERIS CAPITAL PARTNERS

HOUSTON, TX 77027

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CRD#: 2676228

Professional summary

James Peter Sivco, CFA, who also goes by Siv Sivco, is a registered financial advisor currently at ALTERIS CAPITAL PARTNERS, LLC located in Houston, Texas.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. James has worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Siv Sivco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Peter Sivco's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

May 23, 2025 - Present

ALTERIS CAPITAL PARTNERS, LLC

Office #1: 520 Post Oak Boulevard Suite 450, Houston, TX 77027

RIA

CRD#: 335079

HOUSTON, TX

Past

August 10, 2015 - March 2, 2017

FORWARD MANAGEMENT, LLC

RIA

CRD#: 109193

SAN FRANCISCO, CA

Past

December 9, 2011 - March 2, 2017

SALIENT ADVISORS, L.P.

RIA

CRD#: 122833

HOUSTON, TX

Past

July 5, 2011 - March 2, 2017

SALIENT CAPITAL ADVISORS, LLC

RIA

CRD#: 153914

HOUSTON, TX

Past

July 14, 1998 - April 10, 2001

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

November 28, 1995 - February 21, 1997

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALTERIS CAPITAL PARTNERS, LLC

CRD#: 335079 / SEC#: 801-132143

RIA

Registered Investment Advisory firm - (3/10/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/15/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/1/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/7/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALTERIS CAPITAL PARTNERS, LLC

CRD#: 335079 / SEC#: 801-132143

RIA

Registered Investment Advisory firm - (3/10/2025 Approved)

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Contact information

Main Address

520 Post Oak Boulevard Suite 450, Houston, TX 77027

Mailing Address

Phone number

(832) 649-8111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A FEBRUARY 2025 (6/6/2025)

Regulatory assets under management

Total Number of Accounts	288
AUM (Assets Under Management)	$ 101,191,127

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James P. Sivco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Peter Sivco's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORWARD MANAGEMENT, LLC

SALIENT ADVISORS, L.P.

SALIENT CAPITAL ADVISORS, LLC

J.P. MORGAN SECURITIES INC.

FIDELITY DISTRIBUTORS COMPANY LLC

Primary Firm SEC Registration

ALTERIS CAPITAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/15/1995

Series 7

Date: 9/1/1998

Series 6

Date: 11/7/1995

Current Firm

ALTERIS CAPITAL PARTNERS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALTERIS CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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