Jesse J. Bradin

J BRADIN FINANCIAL LLC

Cary, NC

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CRD#: 2676199

Professional summary

Jesse Jackson Bradin, who also goes by Jesse Bradin, is a registered financial advisor currently at J BRADIN FINANCIAL LLC located in Cary, North Carolina.

Jesse is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Jesse has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jesse Bradin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Life insurance agent working with J Bradin Financial, LLC Raleigh, NC 2) Gradient Investments, LLC; Inv Rel; Arden Hills, MN; Pursuant to NC Requriements Solicitor Filing; Start 08/2022.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse Jackson Bradin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 6, 2022 - Present

J BRADIN FINANCIAL LLC

RIA

CRD#: 317569

Cary, NC

Past

August 4, 2022 - February 8, 2023

GRADIENT INVESTMENTS, LLC

RIA

CRD#: 141726

RALEIGH, NC

Past

July 8, 2000 - April 3, 2001

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

June 22, 1999 - July 8, 2000

POLARIS FINANCIAL SERVICES, INC.

CRD#: 14521

CONCORD, NH

Past

April 12, 1999 - May 4, 1999

POLARIS FINANCIAL SERVICES, INC.

CRD#: 14521

Past

September 3, 1996 - April 19, 1999

MAIN STREET MANAGEMENT COMPANY

CRD#: 547

BOSTON, MA

Past

October 30, 1995 - July 31, 1996

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(4/6/2022)

IAR

Texas
(11/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/20/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/31/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/23/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/26/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

J BRADIN FINANCIAL LLC

CRD#: 317569 / SEC#:

North Carolina

Registered Investment Advisory firm - (4/5/2022 Approved)

Texas

Registered Investment Advisory firm - (11/1/2024 Conditional Restricted)

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Contact information

Main Address

Cary, NC

Mailing Address

Phone number

(910) 448-2884

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 6,057,124

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
Texas	ERA - Withdrawn	10/8/2024

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jesse J. Bradin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse Jackson Bradin's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRADIENT INVESTMENTS, LLC

OSAIC FS, INC.

POLARIS FINANCIAL SERVICES, INC.

POLARIS FINANCIAL SERVICES, INC.

MAIN STREET MANAGEMENT COMPANY

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/20/2021

Series 63

Date: 10/31/1995

Series 7

Date: 3/23/1999

Series 6

Date: 10/26/1995

Current Firm

J BRADIN FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

J BRADIN FINANCIAL LLC

TRUST BUT VERIFY

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