Renee Revette
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Renee Revette, who also goes by Renee (none) Revette, Renee Zahn, was a registered financial professional .
Renee is a previously registered financial professional and started their career in finance in 1996. Renee had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2016 - September 4, 2020
TRUIST ADVISORY SERVICES, INC.
October 24, 2011 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
October 20, 2011 - September 4, 2020
TRUIST INVESTMENT SERVICES, INC.
January 10, 2008 - October 21, 2011
FIFTH THIRD SECURITIES, INC.
April 1, 2005 - October 21, 2011
FIFTH THIRD SECURITIES, INC.
February 26, 2003 - July 16, 2004
CHARLES SCHWAB & CO., INC.
September 30, 1996 - July 16, 2004
CHARLES SCHWAB & CO., INC.
February 16, 1996 - April 22, 1996
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
