Steven B. Geiger

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CRD#: 2676157

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Steven Brian Geiger, who also goes by Steve B Geiger, was a registered financial professional .

Steven is a previously registered financial professional and started their career in finance in 1997. Steven had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Aliases

Steve B Geiger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 30, 2025 - July 15, 2026

MORNINGSTAR INVESTMENT MANAGEMENT LLC

RIA

CRD#: 108031

HUNTINGDON VALLEY, PA

Past

December 11, 2008 - June 16, 2025

MORNINGSTAR INVESTMENT SERVICES LLC

RIA

CRD#: 112525

HUNTINGDON VALLEY, PA

Past

December 11, 2008 - June 16, 2025

MORNINGSTAR INVESTMENT SERVICES LLC

CRD#: 112525

CHICAGO, IL

Past

January 6, 2006 - December 3, 2008

PERSHING ADVISOR SOLUTIONS LLC

CRD#: 36671

MALVERN, PA

Past

March 18, 2003 - January 5, 2006

LINCOLN FINANCIAL DISTRIBUTORS, INC.

RIA

CRD#: 145

HUNTINGDON VALLEY, PA

Past

December 31, 2000 - January 5, 2006

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

January 1, 1997 - December 31, 2000

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MORNINGSTAR INVESTMENT MANAGEMENT LLC

IBBOTSON ASSOCIATES, INC. | MORNINGSTAR INVESTMENT MANAGEMENT LLC | MORNINGSTAR ASSOCIATES, LLC

CRD#: 108031 / SEC#: 801-56896

RIA

Registered Investment Advisory firm - (10/18/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/18/1998

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/27/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/22/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/24/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MORNINGSTAR INVESTMENT MANAGEMENT LLC

IBBOTSON ASSOCIATES, INC. | MORNINGSTAR INVESTMENT MANAGEMENT LLC | MORNINGSTAR ASSOCIATES, LLC

CRD#: 108031 / SEC#: 801-56896

RIA

Registered Investment Advisory firm - (10/18/1999 Approved)

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Contact information

Main Address

22 West Washington Street, Chicago, IL 60602

Mailing Address

Phone number

(312) 696-6000

Established

Firm type

Fiscal year end

# of Employees

323

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MORNINGSTAR WEALTH SERVICES (11/10/2025)

INSTITUTIONAL ADVISORY SERVICES (3/28/2025)

RETIREMENT SERVICES FOR INDIVIDUALS (3/28/2025)

METLIFE EXPERTSELECT PROGRAM (3/28/2025)

Regulatory assets under management

Total Number of Accounts	592,301
AUM (Assets Under Management)	$ 76,595,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Steven B. Geiger

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MORNINGSTAR INVESTMENT SERVICES LLC

MORNINGSTAR INVESTMENT SERVICES LLC

PERSHING ADVISOR SOLUTIONS LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

DELAWARE DISTRIBUTORS, L.P.

Primary Firm SEC Registration

MORNINGSTAR INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/18/1998

Series 65

Date: 8/27/1998

SIE

Date: 10/1/2018

Series 7

Date: 5/22/1998

Series 6

Date: 12/24/1996

Current Firm

MORNINGSTAR INVESTMENT MANAGEMENT LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MORNINGSTAR INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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