Labron M. Toles
Professional summary
Labron Manosa Toles was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Labron Manosa Toles, who also goes by Brian Toles, was a registered financial advisor .
Labron is a previously registered financial advisor and started their career in finance in 2001. Labron had worked at 16 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2015 - November 5, 2015
ROTHSCHILD LIEBERMAN LLC
April 24, 2014 - February 4, 2015
NEWPORT COAST SECURITIES, INC.
May 30, 2013 - April 25, 2014
PHX FINANCIAL, INC.
March 25, 2013 - June 5, 2013
JOHN THOMAS FINANCIAL
November 26, 2012 - April 2, 2013
ROCKWELL GLOBAL CAPITAL LLC
March 16, 2011 - December 7, 2012
OBSIDIAN FINANCIAL GROUP, LLC
February 15, 2010 - March 14, 2011
FIRST MERGER CAPITAL, INC
August 25, 2009 - February 22, 2010
SEABOARD SECURITIES, INC.
October 28, 2008 - August 24, 2009
JHS CAPITAL ADVISORS, LLC
July 16, 2008 - October 23, 2008
JHS CAPITAL ADVISORS, LLC
September 24, 2007 - July 14, 2008
PHD CAPITAL
January 11, 2006 - August 31, 2007
INVESTORS CAPITAL CORP.
August 9, 2005 - January 20, 2006
NATIONAL SECURITIES CORPORATION
April 26, 2005 - August 3, 2005
S.W. BACH & COMPANY
January 7, 2005 - February 4, 2005
S.W. BACH & COMPANY
August 2, 2004 - December 1, 2004
JOSEPH STEVENS & CO., INC.
February 9, 2004 - August 3, 2004
WESTROCK ADVISORS, INC.
August 29, 2002 - March 12, 2003
QUICK & REILLY, INC.
April 9, 2001 - March 12, 2003
QUICK & REILLY, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ROTHSCHILD LIEBERMAN LLC
CRD#: 10030 / SEC#: , 8-26080
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
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