John Anthony Moers Iii
Professional Summary
John Anthony Moers III, who also goes by John Moers, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1995 - 2010. John had worked at 10 firms and has passed the Series 63, SIE, Series 25, Series 55, Series 7, Series 24, Series 14, Series 9 and Series 10 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John Moers
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
JOHN N. SEIP & CO., INC. | SEIP, JOHN NICHOLAS
Contact Information
Established
New York since 03/03/1994Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 25 — NYSE Trading Assistant Examination
Passed Apr 2001Series 55 — Limited Representative-Equity Trader Exam
Passed Jul 2000Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Aug 2004About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jul 2004About the Series 10 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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