Billy J. Kelley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Billy Jack Kelley was a registered financial professional .
Billy is a previously registered financial professional and started their career in finance in 2000. Billy had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2014 - May 5, 2016
EDELMAN FINANCIAL ENGINES
September 19, 2012 - December 4, 2013
VANGUARD MARKETING CORPORATION
January 18, 2012 - August 1, 2012
INTEGRITY ALLIANCE, LLC.
March 17, 2010 - August 1, 2012
INTEGRITY ALLIANCE, LLC.
July 31, 2008 - December 31, 2009
VOYA FINANCIAL ADVISORS, INC.
July 9, 2008 - December 31, 2009
VOYA FINANCIAL ADVISORS, INC.
June 3, 2008 - June 26, 2008
USAA INVESTMENT SERVICES COMPANY
August 31, 2007 - June 26, 2008
USAA FINANCIAL ADVISORS, INC.
April 18, 2007 - December 31, 2007
USAA INVESTMENT SERVICES COMPANY
October 1, 2002 - September 16, 2005
AMERICAN GENERAL SECURITIES INCORPORATED
February 14, 2002 - April 5, 2002
VALIC FINANCIAL ADVISORS, INC.
March 24, 2000 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
Primary Firm SEC Registration
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,552,934 |
| AUM (Assets Under Management) | $ 292,902,969,770 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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