Roger A. Rekate

ADVISOR ONE

Springfield, MO 65807

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CRD#: 2675879

Professional summary

Roger Allen Rekate is a registered financial advisor currently at ADVISOR ONE, LLC located in Springfield, Missouri.

Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Roger has worked at 8 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-02/2024 / RT LLC / Real Estate Rental / Not Investment Related / 4 hrs mth / 0 hrs during trading 2-02/2024 / Strategic Partners INC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading 3-02/2024 / RT Ranch, LLC / Farm / Not Investment Related / 4 hrs mth / 0 hrs during trading 4-02/2024 / Advisors Solutions, LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / 4 hrs mth / 0 hrs during trading 5-02/2024 / Advisor One, LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / 10 hrs mth / 0 hrs during trading 6-02/2024 / Advisor INK Financial / Non-Variable Insurance / Investment Related / 100 hrs mth / 100 hrs during trading 7-02/2024 / Advisor Real Estate, LLC / Business Owner / Not Investment Related / 4 hrs mth / 0 hrs during trading 8-02/2024/ Daring to Dream INC / Business Owner / Not Investment Related / 0 hrs mth / 0 hrs during trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Allen Rekate's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2013 - Present

ADVISOR ONE, LLC

Office #1: 600 W. Republic Rd. Suite A-100, Springfield, MO 65807

RIA

CRD#: 169498

Springfield, MO

Past

February 16, 2024 - April 10, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

Springfield, MO

Past

January 12, 2012 - December 9, 2013

MONTICELLO INVESTMENT SERVICES, INC.

RIA

CRD#: 140851

SPRINGFIELD, MO

Past

March 31, 2010 - October 18, 2011

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

SPRINGFIELD, MO

Past

January 3, 2006 - May 7, 2009

CALTON & ASSOCIATES, INC.

RIA

CRD#: 20999

SPRINGFIELD, MO

Past

January 3, 2006 - May 7, 2009

CALTON & ASSOCIATES, INC.

CRD#: 20999

TAMPA, FL

Past

May 24, 2004 - December 31, 2004

HEARTLAND FINANCIAL ADVISORS GROUP, INC.

RIA

CRD#: 116114

SPRINGFIELD, MO

Past

October 1, 2002 - December 31, 2005

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

HOUSTON, TX

Past

November 1, 1995 - October 1, 2002

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(1/12/2022)

IAR

Missouri
(12/6/2013)

IAR

Texas
(1/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/31/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 10/18/2005

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 10/31/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ADVISOR ONE, LLC

CRD#: 169498 / SEC#:

Arkansas

Registered Investment Advisory firm - (12/20/2021 Approved)

Missouri

Registered Investment Advisory firm - (12/4/2013 Approved)

Texas

Registered Investment Advisory firm - (1/7/2022 Conditional Restricted)

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Contact information

Main Address

600 W. Republic Rd. Suite A-100, Springfield, MO 65807

Mailing Address

Phone number

(417) 881-2080

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Roger A. Rekate

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Allen Rekate's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

MONTICELLO INVESTMENT SERVICES, INC.

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

CALTON & ASSOCIATES, INC.

CALTON & ASSOCIATES, INC.

HEARTLAND FINANCIAL ADVISORS GROUP, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL EQUITY SERVICES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/2003

Series 63

Date: 10/31/1995

Series 22

Date: 10/18/2005

Series 6

Date: 10/31/1995

Current Firm

ADVISOR ONE, LLC

Contact information

Documents

Red Flags

Company Information

ADVISOR ONE, LLC

TRUST BUT VERIFY

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