Roger Allen Rekate
Professional Summary
Roger Allen Rekate is a registered financial advisor currently at ADVISOR ONE, LLC located in Springfield, Missouri. Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Roger has worked at 8 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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PFS INVESTMENTS INC.
Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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PFS INVESTMENTS INC.
Years of Experience
31 years in the financial services industry
Current & Past Employments
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PFS INVESTMENTS INC.
Current Firm
ADVISOR ONE, LLC
Contact Information
Main Address
600 W. Republic Rd. Suite A-100, Springfield, MO 65807Phone Number
(417) 881-2080# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
10AUM (Assets Under Management)
$4,600,000Similar Advisors
PFS INVESTMENTS INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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PFS INVESTMENTS INC.
State Registrations and Notice Filings
(1/12/2022)
(12/6/2013)
(1/7/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Oct 2005About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 1995About the Series 6 examSimilar Advisors
PFS INVESTMENTS INC.
CRS (Client Relationship Summary) - RIA
Click below to view Roger Allen Rekate's CRS (Customer Relationship Summary).
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PFS INVESTMENTS INC.
