LB
Larry E. Botts
EAGLE STRATEGIES LLC
LEXINGTON, KY 40503
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CRD#: 26758
LB
Professional summary
Larry Edwin Botts is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Lexington, Kentucky and NYLIFE SECURITIES LLC located in Lexington, Kentucky.
Larry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1970. Larry has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[DBA DESIGNATION OF WEALTH COACH OF KENTUCKY DBA LARRY BOTTS AND ASSOCIATES] [CRAVENS AND BOTTS LLC; PASSIVE INVESTOR; CONSTRUCTION OF HOMES PASSIVE INVESTOR OF CRAVENS AND BOTTS INVESTMENTS - RENTAL REAL ESTATE] [INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS] [BOTTS & CRAVENS HOMEBUILDERS LLC; HOMEBUILDERS REAL ESTATE INVESTMENT; 310 UNITED COURT, LEXINGTON, KY 40509; START DATE: 11/2012; ROLE/ TITLE: PARTNER; INVESTMENT RELATED; 1 HOUR PER MONTH] [CMSTEXT, LLC; TELECOMMUNICATIONS; 501 DARBY CREEK ROAD, SUITE 5, LEXINGTON, KY 40509; START DATE 07/2010; NVESTOR; NOT INVESTMENT RELATED; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [BUCKAROO 6, LLC DBA SPAW CREEK; SELLING LOGS.; SPAW CREEK, WELLINGTON, KY; START DATE 06/2014; OWNER; NOT INVESTMENT RELATED; 1 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF GENERATION STRATEGIES, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; LEXINGTON, KY; START DATE: 06/2017] [Zooker; Digital Advertising for the Resturant; 651 Perimeter Drive Suite 400 Lexington, Kentucky 40517; Start Date 03/2011; Role/Title: Passive Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive investor] [M E P Equine Solutions LLC; Create Medical Devices for the The Thoroughbred Horse Industry; 1532 North Limestone, Lexington, Ky 40505; Start Date 03/2019; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive investor] [Lepidext Inc.; Develops Insecticides for the Agriculture Industry to eliminate mouths in corn; 1126 Oak Hill Drive, Lexington, Ky 40505; Start Date 05/2020; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive investor] [Waller on Inn LLC; Extend Stay Motel built for Millennials--Smaller rooms large open spaces-Tru by Hilton, Waller Avenue, Lexington, Ky --Under Construction; Waller Avenue, Lexington, Ky 40503; Start Date 08/2021; Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive investor] [Candlewood Suites LLC; Extend Stay Motel Lexington, Ky-Waller Ave. Lexington, Ky 40503----Under Construction; Waller Avenue, Lexington, Ky; Start Date 08/2020; Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; pasive investor] [Bluegrass Angel Venture Fund III LLC; 106 E Vine Street. Suite 600 Lexington, Ky 40507; passive investor; start date 3/2015; 0 hours per month; investment related] [Bluegrass Angels; start date 01/2018; Pre Venture Capital group; 330 E. Main Street, Lexington, KY 40507; 2 hours per month, 0 hours during securities trading hours; investment related] [451 Tech, LLC; They are a software developers for orthopedic surgeons.; 9812 N 36th St Phoenix, AZ; Start Date 01/2021; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours][Lepidext; Develops Insecticides for the Agriculture Industry to eliminate mouths in corn; 1126 Oak Hill Drive, Lexington, KY 40505; Start Date 03/2025; Role/Title: Passive Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours][Boyer Building Business Condiminiums Council of Co-Owners ; Council of co-owners they meet annually to go over building necessities ; All Points Community Management 141 Prosperous Place, Suite 21A, Lexington, KY 40509; Start Date 01/2025; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Larry Edwin Botts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 17, 1999 - Present
EAGLE STRATEGIES LLC
Office #1: 444 Lewis Hargett Circle Suite 115, Lexington, KY 40503RIA
CRD#: 110826
LEXINGTON, KY
Current
October 25, 1982 - Present
NYLIFE SECURITIES LLC
Office #1: 444 Lewis Hargett Circle Suite 115, Lexington, KY 40503BD
CRD#: 5167
Lexington, KY
Past
October 22, 1970 - November 27, 1979
NYLIFE SECURITIES LLC
BD
CRD#: 5167
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/24/2024)
RR
California(6/7/2023)
RR
Florida(1/20/2012)
RR
Georgia(5/6/2022)
RR
Indiana(5/6/2022)
RR
Kentucky(9/24/1984)
IAR
Kentucky(3/17/1999)
RR
Ohio(5/9/2022)
RR
Virginia(1/12/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 10/15/1970
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Lexington, KY 40503TRUST BUT VERIFY
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