Jack W. Kendall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Wade Kendall was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1973. Jack had worked at 5 firms and has passed the Series 66 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2000 - September 4, 2013
RICHARDS, MERRILL & PETERSON, INC.
October 17, 1978 - August 29, 2013
RICHARDS MERRILL WEALTH MANAGEMENT
April 11, 1973 - October 13, 1978
AMERICAN EXPRESS FINANCIAL CORPORATION
April 11, 1973 - October 13, 1978
AMERIPRISE FINANCIAL SERVICES, LLC
April 11, 1973 - October 13, 1978
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 4/4/1973
Registered Representative ExaminationCurrent Firm
RICHARDS, MERRILL & PETERSON, INC.
CRD#: 117175 / SEC#:
Contact information
Red Flags
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