Daniel J. Nance

CEDAR MOUNTAIN ADVISORS

Lake Oswego, OR 97035

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CRD#: 2675638

Professional summary

Daniel James Nance, CFP® is a registered financial advisor currently at CEDAR MOUNTAIN ADVISORS, LLC located in Lake Oswego, Oregon.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Daniel has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

POSITION: sales NATURE: INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 3/2008 - LOCATED AT 5285 MEADOWS RD SUITE 360 LAKE OWSEGO OR 97035 INVESTMENT RELATED: No NUMBER OF HOURS: minimal SECURITIES TRADING HOURS: minimal START DATE: 03/01/2008 DESCRIPTION: LTC and life insurance sales

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel James Nance's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

April 4, 2008 - Present

CEDAR MOUNTAIN ADVISORS, LLC

Office #1: 5285 Meadows Rd Suite 360, Lake Oswego, OR 97035

RIA

CRD#: 140339

Lake Oswego, OR

Past

March 24, 2008 - October 7, 2019

SECURITIES AMERICA, INC.

CRD#: 10205

PORTLAND, OR

Past

June 13, 2003 - March 24, 2008

NEW ENGLAND SECURITIES

RIA

CRD#: 615

PORTLAND, OR

Past

May 30, 2003 - March 24, 2008

NEW ENGLAND SECURITIES

CRD#: 615

PORTLAND, OR

Past

June 25, 1997 - May 22, 2003

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CEDAR MOUNTAIN ADVISORS, LLC

CRD#: 140339 / SEC#: 801-68704

RIA

Registered Investment Advisory firm - (1/3/2008 Approved)

Oregon

Registered Investment Advisory firm - (2/4/2008 Terminated)

Washington

Registered Investment Advisory firm - (2/4/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(4/4/2008)

IAR

Texas
(1/20/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/16/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/3/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/14/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/23/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/25/2002

General Securities Principal Examination

Current Firm

CEDAR MOUNTAIN ADVISORS, LLC

CRD#: 140339 / SEC#: 801-68704

RIA

Registered Investment Advisory firm - (1/3/2008 Approved)

Oregon

Registered Investment Advisory firm - (2/4/2008 Terminated)

Washington

Registered Investment Advisory firm - (2/4/2008 Terminated)

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Contact information

Main Address

5285 Meadows Rd Suite 360, Lake Oswego, OR 97035

Mailing Address

Phone number

(503) 224-6868

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CEDAR MOUNTAIN ADVISORS - ADV PART 2A (CRD# 140339) (9/20/2025)

Regulatory assets under management

Total Number of Accounts	2,612
AUM (Assets Under Management)	$ 1,064,447,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel J. Nance

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel James Nance's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

CEDAR MOUNTAIN ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/16/2001

Series 63

Date: 7/3/1997

SIE

Date: 10/1/2018

Series 7

Date: 5/14/2002

Series 6

Date: 6/23/1997

Series 24

Date: 6/25/2002

Current Firm

CEDAR MOUNTAIN ADVISORS, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CEDAR MOUNTAIN ADVISORS, LLC

TRUST BUT VERIFY

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