Kara Nicole Hackenburg
Professional Summary
Kara Nicole Hackenburg was a registered financial advisor. Kara was a previously registered financial professional and started their career in finance 1996 - 2008. Kara had worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 53, Series 8, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
ALLIANT FINANCIAL | SVB ALLIANT | ALLIANT PARTNERS
Contact Information
Established
California since 05/29/2002Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SVB FINANCIAL GROUP | OWNER | — |
| BECKER, GREGORY WAYNE | DIRECTOR | 4511265 |
| DENT, MARY JEAN | DIRECTOR | 5391964 |
| MAHON, WILLIAM BRIAN | CHIEF COMPLIANCE OFFICER, AML OFFICER | 2992662 |
| SHEA, CECILIA MARIE | CHIEF FINANCIAL OFFICER, FINOP | 2765763 |
| WAGNER, TOM ROBERT | CHIEF EXECUTIVE OFFICER | 2747274 |
| WILCOX, KENNETH PARMALEE | DIRECTOR | 4487249 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Apr 2001Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed May 1998Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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