Thomas L. Kempner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Lenox Kempner, who also goes by Thomas Lenox Kempner Sr, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1966. Thomas had worked at 6 firms and has passed the SIE exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 1986 - January 14, 2008
LOEB ARBITRAGE FUND
September 8, 1980 - June 13, 1984
LOEB PARTNERS
July 19, 1979 - November 8, 2017
LOEB PARTNERS CORPORATION
January 4, 1977 - September 17, 1981
FIRST WALL STREET SETTLEMENT CORPORATION
March 10, 1970 - February 1, 1972
LOEB RHOADES & CO. & PREDECESSORS
December 9, 1966 - January 4, 1977
LOEB, RHOADES & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
LOEB ARBITRAGE FUND
CRD#: 16610 / SEC#: , 8-34262
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AIG,PKL, INC. | LIMITED PARTNER | |
| FIREMAN, PAUL BERRY | LIMITED PARTNER | 2003394 |
| LOEB ARBITRAGE MANAGEMENT, INC., G.P. | GENERAL PARTNER | |
| RDV CAPITAL MANAGEMENT, LP | LIMITED PARTNER | |
| CAMPBELL, EDWARD JOSEPH | CFO | 1097630 |
| EMANUEL, MICHAEL SCOTT | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4608068 |
| KEMPNER, THOMAS LENOX | CHAIRMAN, CEO, LOEB ARBITRAGE MANAGEMENT, INC., G.P., | 267535 |
| KING, GIDEON JEREMY | PRES., LOEB ARBITRAGE MANAGEMENT, INC., G.P. | 2343944 |
| TCHEREPNINE, PETER ALEXANDROVICH | V.P., LOEB ARBITRAGE MANAGEMENT, INC., G.P. | 443600 |
Red Flags
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