Kay S. Harrison
Professional summary
Kay Sharpe Harrison, who also goes by Kay Harrison, Kay Ellen Sharpe, is a registered financial professional currently at INVESTMENT DISTRIBUTORS, INC. located in Birmingham, Alabama.
Kay is registered as a RR (Registered Representative) and started their career in finance in 1997. Kay has worked at 5 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kay Sharpe Harrison's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 20, 2022 - Present
INVESTMENT DISTRIBUTORS, INC.
Office #1: 2801 Highway 280 South, Birmingham, AL 35223April 30, 2017 - September 21, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 8, 2010 - December 31, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 22, 2010 - June 10, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 29, 1999 - December 21, 2009
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 21, 1999 - July 23, 1999
BBVA COMPASS INVESTMENT SOLUTIONS, INC
August 6, 1997 - June 23, 1999
J.C. BRADFORD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/20/2022)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
INVESTMENT DISTRIBUTORS, INC.
CRD#: 35490 / SEC#: , 8-46802
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT COMPANY | |
| CARLSON, MARTHA L | DESIGNATED RESPONSIBLE LICENSED PRODUCER | 2731502 |
| COFFMAN, BENJAMIN PAUL | CHIEF FINANCIAL OFFICER | 6738662 |
| COLLAZO, KIMBERLY | ASSISTANT SECRETARY | 8075061 |
| CREUTZMANN, SCOTT EMIL | DIRECTOR | 5351383 |
| LANE, JAMIE LAURA | DIRECTOR | 5779720 |
| LEE, FELICIA MALLOCH | SECRETARY | 7498538 |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
| MORSCH, LETITIA A | DIRECTOR & ASSISTANT SECRETARY | 5133531 |
| TENNENT, RAYBURN EDWARD | SR ANALYST FINANCIAL REPORTING | 6245099 |
| WAGNER, JAMES CARL JR | PRESIDENT & DIRECTOR | 4261922 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
INVESTMENT DISTRIBUTORS, INC.
CRD#: 35490Birmingham, AL 35223TRUST BUT VERIFY
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