Gerald F. Ray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Francis Ray, who also goes by Jerry Francis Ray, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1996. Gerald had worked at 14 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2018 - November 9, 2023
PROTECTION POINT ADVISORS
July 17, 2018 - December 31, 2018
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
April 11, 2014 - February 14, 2017
THE O.N. EQUITY SALES COMPANY
November 16, 2011 - April 29, 2013
GREAT CIRCLE FINANCIAL
June 24, 2010 - November 1, 2011
STATE FARM VP MANAGEMENT CORP.
November 17, 2009 - March 1, 2010
PARKLAND SECURITIES, LLC
July 21, 2009 - November 18, 2009
GREAT CIRCLE FINANCIAL
February 4, 2009 - April 29, 2009
AXCELUS FINANCIAL DISTRIBUTION COMPANY
July 24, 2003 - February 4, 2009
VP DISTRIBUTORS LLC
May 28, 2002 - August 4, 2003
WS GRIFFITH SECURITIES, INC.
April 9, 2001 - June 7, 2002
PRUCO SECURITIES, LLC.
August 24, 2000 - March 21, 2001
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 12, 1996 - March 3, 1999
A. G. EDWARDS & SONS, INC.
April 4, 1996 - September 27, 1996
MML INVESTORS SERVICES, LLC
January 4, 1996 - April 10, 1996
SECURIAN FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
PROTECTION POINT ADVISORS
CRD#: 291805 / SEC#: 801-113898
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PROTECTION POINT ADVISORS
CRD#: 291805 / SEC#: 801-113898
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,620 |
| AUM (Assets Under Management) | $ 578,353,657 |
Red Flags
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