AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MK

Michael A. Kinghorn

Some features on this profile are disabled
CRD#: 2674609
MK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Anthony Kinghorn, who also goes by Michael Kinghorn, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1995. Michael had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Kinghorn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 26, 2011 - November 21, 2016

GIMBAL FINANCIAL, LLC

RIA
CRD#: 159003
FISHERS, IN
Past

January 23, 2008 - November 2, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
FISHERS, IN
Past

January 23, 2008 - December 31, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
FISHERS, IN
Past

January 9, 2006 - January 4, 2008

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
FISHERS, IN
Past

June 16, 2005 - January 4, 2008

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
FISHERS, IN
Past

February 27, 2003 - November 29, 2004

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
CARMEL, IN
Past

July 19, 1999 - November 29, 2004

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

October 23, 1995 - May 28, 1999

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

October 23, 1995 - May 28, 1999

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GIMBAL FINANCIAL, LLC
GIMBAL FINANCIAL, LLC

CRD#: 159003 / SEC#: 801-110875

RIA
Registered Investment Advisory firm - (7/24/2017 Approved)
Florida
Registered Investment Advisory firm - (8/15/2017 Terminated)
Illinois
Registered Investment Advisory firm - (7/24/2017 Terminated)
Indiana
Registered Investment Advisory firm - (8/17/2017 Terminated)
Kentucky
Registered Investment Advisory firm - (8/16/2017 Terminated)
Louisiana
Registered Investment Advisory firm - (8/15/2017 Terminated)
Ohio
Registered Investment Advisory firm - (8/15/2017 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/25/2003
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/25/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/31/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/8/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/20/1995
Investment Company Products/Variable Contracts Representative Examination

Current Firm

GF
GIMBAL FINANCIAL, LLC
GIMBAL FINANCIAL, LLC

CRD#: 159003 / SEC#: 801-110875

RIA
Registered Investment Advisory firm - (7/24/2017 Approved)
Florida
Registered Investment Advisory firm - (8/15/2017 Terminated)
Illinois
Registered Investment Advisory firm - (7/24/2017 Terminated)
Indiana
Registered Investment Advisory firm - (8/17/2017 Terminated)
Kentucky
Registered Investment Advisory firm - (8/16/2017 Terminated)
Louisiana
Registered Investment Advisory firm - (8/15/2017 Terminated)
Ohio
Registered Investment Advisory firm - (8/15/2017 Terminated)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
620 N. Rangeline Road, Carmel, IN 46032
Mailing Address
Phone number
(317) 578-1600
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2025 GIMBAL FINANCIAL FORM ADV PARTS 2A & 2B (3/28/2025)
2025 GIMBAL FINANCIAL FORM ADV WRAP (3/28/2025)

Regulatory assets under management

Total Number of Accounts804
AUM (Assets Under Management)$ 253,177,785

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GIMBAL FINANCIAL, LLC

CRD#: 159003

TRUST BUT VERIFY

Monitor Michael Kinghorn

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.